RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•• E••• B•••
- W•••• F•••• A••••••• wirehouse currentsince May 1, 2020 · Mclean, Va
- M••••• S•••••• wirehouseMay 24, 2010 to May 5, 2020 · Mclean, Va
- D••••••• B••• S••••••••• I••• no RAUMSep 25, 2006 to Jun 1, 2010 · Washington, Dc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 7, 2004 to Sep 25, 2006 · Vienna, Va
- S• C••••••• L•• unclassifiedJun 17, 2003 to Jan 21, 2004 · Chicago, Il
- M••••• S•••••• to W•••• F•••• A•••••••left May 5, 2020, registered May 1, 2020 (-4 days) · Wirehouse to wirehouse
- D••••••• B••• S••••••••• I••• to M••••• S••••••left Jun 1, 2010, registered May 24, 2010 (-8 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to D••••••• B••• S••••••••• I•••left Sep 25, 2006, registered Sep 25, 2006 (0 days) · Other
- S• C••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 21, 2004, registered Dec 7, 2004 (321 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address