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Registered advisor
K••••••• A• F•••••
Feed of 09/15/2026
Also filed as K••••••• Anne Stumpf
At current firm
6 y
since Jan 17, 2020
In the industry
37 y
since Jul 7, 1989 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••••• M••••••••• S•••• L•• BD affiliated currentsince Jan 17, 2020 · Berwyn (Valley Forge), Pa
- M••••• S•••••• wirehouseMar 31, 2016 to Jan 21, 2020 · Wayne, Pa
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to J••••• M••••••••• S•••• L••left Jan 21, 2020, registered Jan 17, 2020 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address