DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Collin Larry Rigler
Feed of 09/15/2026
Also filed as Collin Larry Rigerl
At current firm
0 y
since Feb 3, 2026
In the industry
36 y
since Aug 24, 1990 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
2
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Ashton Thomas Private Wealth independent RIA currentsince Feb 3, 2026 · Hermosa Beach, Ca
- Ashton Thomas Securities, LLC independent RIA currentsince Feb 3, 2026 · Scottsdale, Az
- Raymond James & Associates, Inc. national BDDec 14, 2017 to Feb 4, 2026 · Los Angeles, Ca
- RBC Capital Markets, LLC national BDAug 12, 2004 to Dec 26, 2017 · Beverly Hills, Ca
- Leucadia Asset Management LLC asset managerJul 25, 2003 to Aug 20, 2004 · Los Angeles, Ca
- Deutsche Bank Securities Inc. no RAUMJun 18, 2001 to Jul 2, 2002 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- Raymond James & Associates, Inc. to Ashton Thomas Private Wealthleft Feb 4, 2026, registered Feb 3, 2026 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- RBC Capital Markets, LLC to Raymond James & Associates, Inc.left Dec 26, 2017, registered Dec 14, 2017 (-12 days) · Affiliated broker-dealer or bank to another · moved with a team
- Leucadia Asset Management LLC to RBC Capital Markets, LLCleft Aug 20, 2004, registered Aug 12, 2004 (-8 days) · Other
- Deutsche Bank Securities Inc. to Leucadia Asset Management LLCleft Jul 2, 2002, registered Jul 25, 2003 (388 days) · Other
Signals
- Collin Larry Rigler left Raymond James & Associates, Inc. for Ashton Thomas Securities, Llc (registered 2026-02-03)Feb 4, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address