RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• J••• S••••
- L•••••••• G••••• A•••••••• L•• independent RIA currentsince Jul 24, 2022 · Charlotte, Nc
- F••••• A•••••••• I••••••••• P••••••• L•• formerMay 2, 2016 to Sep 26, 2017 · Coral Springs, Fl
- F••••• A•••••••• I••••••••• P••••••• L•• formerMar 17, 2016 to Dec 31, 2016 · Coral Springs, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 6, 2005 to Mar 8, 2016 · New York, Ny
- F••••• A•••••••• I••••••••• P••••••• L•• to L•••••••• G••••• A•••••••• L••left Sep 26, 2017, registered Jul 24, 2022 (1762 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••• A•••••••• I••••••••• P••••••• L••left Mar 8, 2016, registered Mar 17, 2016 (9 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address