DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Fusion Analytics Investment Partners LLC

Former SEC-registered adviserCoral Springs, FloridaCRD 139321SEC 801-71058IAPD
Latest filing Jul 2, 2021
First filing on the tape Mar 16, 2012 · 25 filings
RAUM
$50.0M
reported, Item 5.F
Discretionary
80%
of RAUM
Private clients
100%
$50.0M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
9 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$50.0M as of Apr 2, 2019
Mar 16, 2012$274M then
HNW client RAUM$50.0M as of Apr 2, 2019
Mar 30, 2018$85.0M then
State-registered IARs (5.B.3)6 as of Apr 2, 2019
Mar 16, 20120 then
Employees (5.A)8 as of Apr 2, 2019
Mar 14, 201318 then
Private funds: no history
RAUM -41% over the last fiscal year-38% a year over threeIARs 6 to 7
Practice profile
derived from the filing of Jul 2, 2021; every figure names its basis
RAUM per advisor
$7.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$100,000derivedHNW RAUM over HNW clients
Average account
$100,000derivedRAUM over accounts (5.F.2.f)
Discretionary
80%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
2.3derived3 offices incl. principal (1.F.5)
RAUM growth, one year
-41%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$50.0M100%
Individual clients
n/areported
HNW clients
500reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
500reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Peter Joseph Conte · Ccocontrol
    since 09/2019 · owns less than 5%
  • James Michael Conte · Principalcontrol
    since 01/2006 · owns 50% to 75%
  • Patrick Kevin Lane · Partnercontrol
    since 03/2006 · owns 50% to 75%
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
  • Coral Springs, FL10 employees
  • Dallas, TX2 employees
What changed
consecutive filings, newest first
  • Advisory employees · 8 to 9
    Jun 28, 2021 to Jul 2, 2021
  • Employees · 8 to 9
    Jun 28, 2021 to Jul 2, 2021
  • State-registered IARs · 6 to 7
    Jun 28, 2021 to Jul 2, 2021
  • Accounts · 625 to 500
    Mar 30, 2018 to Apr 2, 2019
  • HNW clients · 625 to 500
    Mar 30, 2018 to Apr 2, 2019
  • Employees · 9 to 8
    Mar 30, 2018 to Apr 2, 2019
  • Discretionary RAUM · $80.0M to $40.0M
    Mar 30, 2018 to Apr 2, 2019
  • HNW RAUM · $85.0M to $50.0M
    Mar 30, 2018 to Apr 2, 2019
  • Non-discretionary RAUM · $5.0M to $10.0M
    Mar 30, 2018 to Apr 2, 2019
  • RAUM · $85.0M to $50.0M
    Mar 30, 2018 to Apr 2, 2019
  • Accounts · 720 to 625
    Feb 1, 2018 to Mar 30, 2018
  • Advisory activities · 3 to 2
    Feb 1, 2018 to Mar 30, 2018
  • HNW clients · 720 to 625
    Feb 1, 2018 to Mar 30, 2018
  • Financial planning clients · 26-50 to 1-10
    Feb 1, 2018 to Mar 30, 2018
  • Discretionary RAUM · $178M to $80.0M
    Feb 1, 2018 to Mar 30, 2018
  • HNW RAUM · $197M to $85.0M
    Feb 1, 2018 to Mar 30, 2018
  • Non-discretionary RAUM · $19.5M to $5.0M
    Feb 1, 2018 to Mar 30, 2018
  • RAUM · $198M to $85.0M
    Feb 1, 2018 to Mar 30, 2018
  • Advisory employees · 12 to 8
    Jan 3, 2018 to Feb 1, 2018
  • BD registered reps · 12 to 6
    Jan 3, 2018 to Feb 1, 2018
  • Employees · 18 to 9
    Jan 3, 2018 to Feb 1, 2018
  • State-registered IARs · 12 to 6
    Jan 3, 2018 to Feb 1, 2018
  • HNW clients · unset to 720.0
    Jun 15, 2017 to Dec 8, 2017
  • Other offices · unset to 2.0
    Jun 15, 2017 to Dec 8, 2017
  • HNW RAUM · unset to 197000000.0
    Jun 15, 2017 to Dec 8, 2017
  • Accounts · 740 to 720
    Jan 24, 2017 to Jun 15, 2017
  • HQ city · NEW YORK to CORAL SPRINGS
    Jan 24, 2017 to Jun 15, 2017
  • HQ state · NY to FL
    Jan 24, 2017 to Jun 15, 2017
  • Discretionary RAUM · $195M to $178M
    Jan 24, 2017 to Jun 15, 2017
  • Non-discretionary RAUM · $12.0M to $19.5M
    Jan 24, 2017 to Jun 15, 2017
  • RAUM · $207M to $198M
    Jan 24, 2017 to Jun 15, 2017
  • Accounts · 825 to 740
    Apr 12, 2016 to Apr 29, 2016
  • Discretionary RAUM · $267M to $195M
    Apr 12, 2016 to Apr 29, 2016
  • Non-discretionary RAUM · $12.5M to $12.0M
    Apr 12, 2016 to Apr 29, 2016
  • RAUM · $280M to $207M
    Apr 12, 2016 to Apr 29, 2016
  • Discretionary RAUM · $233M to $267M
    Oct 23, 2014 to Mar 26, 2015
  • Non-discretionary RAUM · $25.9M to $12.5M
    Oct 23, 2014 to Mar 26, 2015
  • RAUM · $259M to $280M
    Oct 23, 2014 to Mar 26, 2015
  • Accounts · 950 to 825
    Apr 23, 2014 to Jun 9, 2014
  • Discretionary RAUM · $327M to $233M
    Apr 23, 2014 to Jun 9, 2014
Signals
2 dated events
  • Peter Joseph Conte (Cco) appeared on Schedule A of Fusion Analytics Investment Partners Llc
    Sep 23, 2019 · Control person joined · fact
  • Fusion Analytics Investment Partners Llc reported RAUM $85.0M, down 57% from $197.5M (2018-02-01 to 2018-03-30)
    Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026