DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• C••••••••• E••••••••

C••••• I••••••••• A••••••• L••BD affiliatedGroton, Ct dual registrantIAPD 1938912

Certified Financial Planner

Feed of 09/14/2026

Also filed as Brent Eugenides

At current firm

1 y

since Sep 5, 2025

In the industry

31 y

since Feb 2, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Sep 5, 2025 · East Lyme, Ct
A•••••• A••••••• S••••••• former
Mar 4, 2024 to Sep 5, 2025 · Dallas, Tx
B•••••••• F•••••••• A••••••• independent RIA
Apr 19, 2023 to Mar 29, 2024 · Groton, Ct
A•••••• A••••••• S••••••• former
Aug 25, 2015 to Apr 19, 2023 · Monroe, Ct
P••• A••••• S••••••••• L•• BD affiliated
Mar 7, 2014 to Mar 23, 2015 · New Haven, Ct
M•• I•••••••• S•••••••• L•• BD affiliated
Sep 22, 2010 to Feb 1, 2013 · West Warwick, Ri
L•• F•••••••• L•• BD affiliated
Apr 17, 2008 to Oct 11, 2010 · Waterford, Ct

Moves

a registration end followed by a registration begin elsewhere

A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••
left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
B•••••••• F•••••••• A••••••• to A•••••• A••••••• S•••••••
left Mar 29, 2024, registered Mar 4, 2024 (-25 days) · RIA to affiliated broker-dealer or bank
A•••••• A••••••• S••••••• to B•••••••• F•••••••• A•••••••
left Apr 19, 2023, registered Apr 19, 2023 (0 days) · Affiliated broker-dealer or bank to independent RIA
P••• A••••• S••••••••• L•• to A•••••• A••••••• S•••••••
left Mar 23, 2015, registered Aug 25, 2015 (155 days) · Other
M•• I•••••••• S•••••••• L•• to P••• A••••• S••••••••• L••
left Feb 1, 2013, registered Mar 7, 2014 (399 days) · Other
L•• F•••••••• L•• to M•• I•••••••• S•••••••• L••
left Oct 11, 2010, registered Sep 22, 2010 (-19 days) · Other

Signals

B•••• C••••••••• E•••••••• left B•••••••• F•••••••• A••••••• for A•••••• A••••••• S••••••• (registered 2024-03-04)
Mar 29, 2024 · Advisor changed firm · fact
B•••• C••••••••• E•••••••• left A•••••• A••••••• S••••••• for B•••••••• F•••••••• A••••••• (registered 2023-04-19)
Apr 19, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address