DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Daniel John Nowak
Feed of 09/14/2026
Also filed as Daniel John Nowak
At current firm
10 y
since Jul 11, 2016
In the industry
35 y
since Jun 17, 1991 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Valic Financial Advisors, Inc. BD affiliated currentsince Jul 11, 2016 · Orlando, Fl
- Grace Capital Management, LLC unclassifiedMar 18, 2016 to Jul 12, 2016 · Fort Myers, Fl
- Cuna Brokerage Services, Inc. formerJul 21, 2014 to Jan 4, 2016 · Orlando, Fl
- Strategic Advisers LLC national BDOct 11, 2012 to Oct 21, 2013 · Tampa, Fl
- Chase Investment Services Corp. formerJul 15, 2008 to Sep 5, 2012 · Valrico, Fl
- Td Ameritrade, Inc. formerJan 13, 2006 to Apr 16, 2008 · Scarsdale, Ny
Moves
a registration end followed by a registration begin elsewhere
- Grace Capital Management, LLC to Valic Financial Advisors, Inc.left Jul 12, 2016, registered Jul 11, 2016 (-1 days) · Other
- Cuna Brokerage Services, Inc. to Grace Capital Management, LLCleft Jan 4, 2016, registered Mar 18, 2016 (74 days) · Other
- Strategic Advisers LLC to Cuna Brokerage Services, Inc.left Oct 21, 2013, registered Jul 21, 2014 (273 days) · Other
- Chase Investment Services Corp. to Strategic Advisers LLCleft Sep 5, 2012, registered Oct 11, 2012 (36 days) · Other
- Td Ameritrade, Inc. to Chase Investment Services Corp.left Apr 16, 2008, registered Jul 15, 2008 (90 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address