RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• G•••••• F•••••••
- L•• F•••••••• L•• BD affiliated currentsince Sep 16, 2020 · Sarasota, Fl
- L••••• F••••••••• I••• BD affiliatedMay 1, 2017 to Sep 30, 2020 · Sarasota, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMay 24, 2010 to May 8, 2017 · Sarasota, Fl
- S••••••• I••••••••• S•••••••• I••• formerDec 14, 2005 to Mar 29, 2010 · Bradenton, Fl
- W•••• F•••• A••••••• wirehouseApr 26, 2005 to Dec 6, 2005 · Sarasota, Fl
- S••••••••• S••••••••• L•• unclassifiedJan 14, 2004 to Dec 2, 2004 · Sarasota, Fl
- I••••• F•••••••• C••••••••• formerNov 13, 2002 to Jan 15, 2004 · Tampa, Fl
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedApr 1, 1998 to Aug 28, 2002 · Sarasota, Fl
- L••••• F••••••••• I••• to L•• F•••••••• L••left Sep 30, 2020, registered Sep 16, 2020 (-14 days) · Affiliated broker-dealer or bank to another · moved with a team
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L••••• F••••••••• I•••left May 8, 2017, registered May 1, 2017 (-7 days) · Other
- S••••••• I••••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 29, 2010, registered May 24, 2010 (56 days) · Other
- W•••• F•••• A••••••• to S••••••• I••••••••• S•••••••• I•••left Dec 6, 2005, registered Dec 14, 2005 (8 days) · Other
- S••••••••• S••••••••• L•• to W•••• F•••• A•••••••left Dec 2, 2004, registered Apr 26, 2005 (145 days) · Other
- I••••• F•••••••• C••••••••• to S••••••••• S••••••••• L••left Jan 15, 2004, registered Jan 14, 2004 (-1 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to I••••• F•••••••• C•••••••••left Aug 28, 2002, registered Nov 13, 2002 (77 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address