DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• J•••• G•••••

••••••••independent RIAClayton, Mo dual registrantIAPD 1944121

Feed of 09/15/2026

At current firm

1 y

since Sep 12, 2025

In the industry

32 y

since Nov 5, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

•••••••• independent RIA current
since Sep 12, 2025 · Oil City, Pa
R•••••• J•••• • A••••••••• I••• national BD
Nov 20, 2014 to Sep 15, 2025 · St. Petersburg, Fl
S•••••• N••••••• • C••••••• I••••••••• national BD
Mar 10, 2009 to Dec 4, 2014 · Oil City, Pa
B•••••• W••• • C••• I••• unclassified
Jun 7, 2006 to Mar 10, 2009 · Youngstown, Oh
W•••• F•••• A••••••• wirehouse
Jan 5, 2005 to May 26, 2006 · Oil City, Pa

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• • A••••••••• I••• to ••••••••
left Sep 15, 2025, registered Sep 12, 2025 (-3 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
S•••••• N••••••• • C••••••• I••••••••• to R•••••• J•••• • A••••••••• I•••
left Dec 4, 2014, registered Nov 20, 2014 (-14 days) · Affiliated broker-dealer or bank to another
B•••••• W••• • C••• I••• to S•••••• N••••••• • C••••••• I•••••••••
left Mar 10, 2009, registered Mar 10, 2009 (0 days) · Other
W•••• F•••• A••••••• to B•••••• W••• • C••• I•••
left May 26, 2006, registered Jun 7, 2006 (12 days) · Other

Signals

D•••• J•••• G••••• left R•••••• J•••• • A••••••••• I••• for &Partners (registered 2025-09-12)
Sep 15, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address