DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Strategic Advocates, LLC

Former SEC-registered adviserSacramento, CaliforniaCRD 316858SEC 801-126262websiteIAPD
Latest filing Apr 20, 2026
First filing on the tape Jun 29, 2022 · 24 filings
SEC status approved since Jul 29, 2022
RAUM
$33.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$33.7M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$11.2M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$33.7M as of Apr 20, 2026
Mar 22, 2023$267M then
HNW client RAUM$18.5M as of Apr 20, 2026
Mar 22, 2023$150M then
State-registered IARs (5.B.3)3 as of Apr 20, 2026
Mar 22, 20239 then
Employees (5.A)3 as of Apr 20, 2026
Mar 22, 202314 then
Private funds: no history
RAUM -92% over the last fiscal year-50% a year over threeIARs 6 to 3offices 5 to 1
Practice profile
derived from the filing of Apr 20, 2026; every figure names its basis
RAUM per advisor
$11.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
47derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.5MderivedHNW RAUM over HNW clients
Average account
$115,524derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
-92%derivedbetween the last two annual amendments
Advisor growth, one year
-50%derivedItem 5.B.3 between annual amendments
Client growth, one year
-95%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Custody
$3.3M, 31 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$18.5M55%
  • Individuals$15.2M45%
Individual clients
129reported
HNW clients
12reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
292reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$3.3M for 31 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Collin Everette SinnottSacramento, Ca Sep 19, 202210 y1
Bradley HarschSacramento, Ca Sep 19, 202237 y8
James Edward SmithChartered Financial ConsultantWalnut Creek, Ca Apr 25, 202337 y4
Advisor movement
3 left, 0 joined in 12 months
net -3 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 100% of current headcount5 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Bradley Harsch · Managing Membercontrol
    since 07/2021 · owns 25% to 50%
  • Patrick James Jenkins · Managing Membercontrol
    since 07/2021 · owns 25% to 50%
  • Reed John Mickelson · Managing Membercontrol
    since 07/2021 · owns 25% to 50%
  • Ann Sonia Goforth · Cco
    since 09/2023 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Sacramento, Ca · principal3021
Orem, Ut001
Offices
Schedule D 1.F, the 25 largest
  • Sacramento, CA1 employees
  • , 1 employees
What changed
consecutive filings, newest first
  • Advisory activities · 2 to 3
    Feb 25, 2026 to Apr 20, 2026
  • Accounts · 2,622 to 292
    Jan 29, 2026 to Feb 25, 2026
  • Charity clients · 1 to 0
    Jan 29, 2026 to Feb 25, 2026
  • Corporate clients · 4 to 0
    Jan 29, 2026 to Feb 25, 2026
  • HNW clients · 621 to 12
    Jan 29, 2026 to Feb 25, 2026
  • Individual clients · 1,996 to 129
    Jan 29, 2026 to Feb 25, 2026
  • Assets in custody · $154M to $3.3M
    Jan 29, 2026 to Feb 25, 2026
  • Financial planning clients · 1-10 to 0
    Jan 29, 2026 to Feb 25, 2026
  • Discretionary RAUM · $401M to $33.7M
    Jan 29, 2026 to Feb 25, 2026
  • HNW RAUM · $277M to $18.5M
    Jan 29, 2026 to Feb 25, 2026
  • Individual RAUM · $155M to $15.2M
    Jan 29, 2026 to Feb 25, 2026
  • Non-discretionary RAUM · $32.4M to $0
    Jan 29, 2026 to Feb 25, 2026
  • RAUM · $434M to $33.7M
    Jan 29, 2026 to Feb 25, 2026
  • Advisory employees · 7 to 3
    Aug 27, 2025 to Jan 29, 2026
  • Advisory activities · 4 to 2
    Aug 27, 2025 to Jan 29, 2026
  • BD registered reps · 3 to 0
    Aug 27, 2025 to Jan 29, 2026
  • Employees · 15 to 3
    Aug 27, 2025 to Jan 29, 2026
  • HQ city · LOGAN to SACRAMENTO
    Aug 27, 2025 to Jan 29, 2026
  • HQ state · UT to CA
    Aug 27, 2025 to Jan 29, 2026
  • State-registered IARs · 6 to 3
    Aug 27, 2025 to Jan 29, 2026
  • Other offices · 5 to 1
    Aug 27, 2025 to Jan 29, 2026
  • Financial planning clients · 1-10 to 1-10
    Mar 24, 2025 to Jul 31, 2025
  • Accounts · 2,445 to 2,622
    May 8, 2024 to Mar 24, 2025
  • HNW clients · 582 to 621
    May 8, 2024 to Mar 24, 2025
  • Individual clients · 1,858 to 1,996
    May 8, 2024 to Mar 24, 2025
  • Assets in custody · $125M to $154M
    May 8, 2024 to Mar 24, 2025
  • Employees · 13 to 15
    May 8, 2024 to Mar 24, 2025
  • Financial planning clients · 0 to 1-10
    May 8, 2024 to Mar 24, 2025
  • State-registered IARs · 7 to 6
    May 8, 2024 to Mar 24, 2025
  • Other offices · 4 to 5
    May 8, 2024 to Mar 24, 2025
  • Discretionary RAUM · $335M to $401M
    May 8, 2024 to Mar 24, 2025
  • HNW RAUM · $221M to $277M
    May 8, 2024 to Mar 24, 2025
  • Individual RAUM · $139M to $155M
    May 8, 2024 to Mar 24, 2025
  • Non-discretionary RAUM · $28.5M to $32.4M
    May 8, 2024 to Mar 24, 2025
  • RAUM · $364M to $434M
    May 8, 2024 to Mar 24, 2025
  • Accounts · 1,252 to 2,445
    Feb 26, 2024 to Mar 19, 2024
  • Advisory employees · 9 to 7
    Feb 26, 2024 to Mar 19, 2024
  • BD registered reps · 9 to 3
    Feb 26, 2024 to Mar 19, 2024
  • Charity clients · 2 to 1
    Feb 26, 2024 to Mar 19, 2024
  • Corporate clients · 3 to 4
    Feb 26, 2024 to Mar 19, 2024
Signals
13 dated events
  • Strategic Advocates, Llc no longer on the SEC adviser roster (last listed 2026-05-01, RAUM $33.7M)
    Jun 1, 2026 · Left the SEC roster · derived
  • Strategic Advocates, Llc reported RAUM $33.7M, down 92% from $433.8M (2026-01-29 to 2026-02-25)
    Feb 25, 2026 · RAUM change · derived
  • John Reed Mickelson left Strategic Advocates, Llc for Crown Capital Securities, L.P. (registered 2023-01-03)
    Jan 2, 2026 · Advisor changed firm · fact
  • Ammon Joseph Doman left Strategic Advocates, Llc for Cambridge Investment Research Advisors, Inc. (registered 2026-01-02)
    Jan 2, 2026 · Advisor changed firm · fact
  • James Patrick Jenkins left Strategic Advocates, Llc for Crown Capital Securities, L.P. (registered 2023-01-05)
    Jan 2, 2026 · Advisor changed firm · fact
  • 2 advisors left Strategic Advocates, LLC (Sacramento, CA) for Crown Capital Securities, L.P. on the same day
    Jan 2, 2026 · Team lift-out · derived
  • Scott Clifford Grover left Strategic Advocates, Llc for Coppell Advisory Solutions Llc (registered 2024-08-22)
    Aug 1, 2024 · Advisor changed firm · fact
  • Jack George left Strategic Advocates, Llc for Independent Financial Group, Llc (registered 2024-02-06)
    Oct 13, 2023 · Advisor changed firm · fact
  • Olivia Brown left Strategic Advocates, Llc for Hornor, Townsend & Kent, Llc (registered 2023-05-17)
    Apr 17, 2023 · Advisor changed firm · fact
  • 2 advisors left Cambridge Investment Research Advisors, Inc. (Provo, UT) for Strategic Advocates, LLC on the same day
    Dec 31, 2022 · Team lift-out · derived
  • 3 advisors left Cambridge Investment Research Advisors, Inc. (Sacramento, CA) for Strategic Advocates, LLC on the same day
    Dec 31, 2022 · Team lift-out · derived
  • 2 advisors left Cambridge Investment Research Advisors, Inc. (Logan, UT) for Strategic Advocates, LLC on the same day
    Dec 6, 2022 · Team lift-out · derived
  • Strategic Advocates, Llc filed its initial SEC registration (Form ADV)
    Jun 29, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
linkedin.com/company/stratico-llcreportedpublic record, Form ADV, Sep 17, 2026
Website
strati.coreportedpublic record, Form ADV, Sep 17, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
$11.2Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026