S••••• L•• M••••

• E•••••• F•••••••• E•••••• independent RIA current
  since May 26, 2022 · Johns Island, Sc
• T• A••••••••• I••••••••• M••••••••• L•• former
  Jan 24, 2011 to Apr 4, 2018 · Omaha, Ne
• T• A••••••••• I••• former
  Dec 11, 2007 to Apr 4, 2018 · Omaha, Ne
• W•••• F•••• A••••••• wirehouse
  Jul 27, 2007 to Nov 1, 2007 · Atlanta, Ga

• T• A••••••••• I••••••••• M••••••••• L•• to E•••••• F•••••••• E••••••
  left Apr 4, 2018, registered May 26, 2022 (1513 days) · RIA to RIA
• T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
  left Apr 4, 2018, registered Jan 24, 2011 (-2627 days) · channel change inside one enterprise, not a move
• W•••• F•••• A••••••• to T• A••••••••• I•••
  left Nov 1, 2007, registered Dec 11, 2007 (40 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

37derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address