RIA Intelligence

• LPL Financial LLC BD affiliated current
  since Mar 17, 2026 · Syosset, Ny
• Osaic Institutions, Inc. BD affiliated
  Jun 24, 2024 to Mar 16, 2026 · Brooklyn, Ny
• Equitable Advisors, LLC national BD
  Apr 4, 2024 to Jun 25, 2024 · Melville, Ny
• Citigroup Global Markets Inc. BD affiliated
  Oct 15, 2021 to Apr 12, 2024 · Manhasset, Ny
• J.P. Morgan Securities LLC wirehouse
  Jul 7, 2017 to Oct 15, 2021 · Port Washington, Ny
• Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
  Apr 21, 2016 to Jul 17, 2017 · Bethpage, Ny
• Santander Securities BD affiliated
  May 15, 2015 to Apr 22, 2016 · Long Island City, Ny
• Capital One Advisors, LLC former
  Jan 28, 2015 to May 4, 2015 · Seattle, Wa
• Capital One Financial Advisors LLC unclassified
  Feb 24, 2014 to Jan 28, 2015 · Melville, Ny
• Hsbc Securities (USA) Inc. BD affiliated
  Jul 1, 2010 to Feb 11, 2013 · Glen Oaks, Ny
• LPL Financial LLC BD affiliated
  May 27, 2008 to Jun 3, 2010 · Jericho, Ny
• Ifmg Securities, Inc. unclassified
  Jun 20, 2003 to May 27, 2008 · Lake Success, Ny

• Osaic Institutions, Inc. to LPL Financial LLC
  left Mar 16, 2026, registered Mar 17, 2026 (1 days) · Affiliated broker-dealer or bank to another
• Equitable Advisors, LLC to Osaic Institutions, Inc.
  left Jun 25, 2024, registered Jun 24, 2024 (-1 days) · Affiliated broker-dealer or bank to another
• Citigroup Global Markets Inc. to Equitable Advisors, LLC
  left Apr 12, 2024, registered Apr 4, 2024 (-8 days) · Affiliated broker-dealer or bank to another
• J.P. Morgan Securities LLC to Citigroup Global Markets Inc.
  left Oct 15, 2021, registered Oct 15, 2021 (0 days) · Wirehouse to affiliated broker-dealer or bank
• Merrill Lynch, Pierce, Fenner & Smith Incorporated to J.P. Morgan Securities LLC
  left Jul 17, 2017, registered Jul 7, 2017 (-10 days) · Wirehouse to wirehouse · moved with a team
• Santander Securities to Merrill Lynch, Pierce, Fenner & Smith Incorporated
  left Apr 22, 2016, registered Apr 21, 2016 (-1 days) · Other
• Capital One Advisors, LLC to Santander Securities
  left May 4, 2015, registered May 15, 2015 (11 days) · Other
• Capital One Financial Advisors LLC to Capital One Advisors, LLC
  left Jan 28, 2015, registered Jan 28, 2015 (0 days) · corporate re-registration, not a move
• Hsbc Securities (USA) Inc. to Capital One Financial Advisors LLC
  left Feb 11, 2013, registered Feb 24, 2014 (378 days) · Other
• LPL Financial LLC to Hsbc Securities (USA) Inc.
  left Jun 3, 2010, registered Jul 1, 2010 (28 days) · Other
• Ifmg Securities, Inc. to LPL Financial LLC
  left May 27, 2008, registered May 27, 2008 (0 days) · corporate re-registration, not a move

• Mark Lawrence Tunkel left Osaic Institutions, Inc. for Lpl Financial Llc (registered 2026-03-17)
  Mar 16, 2026 · Advisor changed firm · fact
• Mark Lawrence Tunkel left Equitable Advisors, Llc for Osaic Institutions, Inc. (registered 2024-06-24)
  Jun 25, 2024 · Advisor changed firm · fact
• Mark Lawrence Tunkel left Citigroup Global Markets Inc. for Equitable Advisors, Llc (registered 2024-04-04)
  Apr 12, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address