DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kevin James Whitehead
Feed of 09/14/2026
Also filed as Kevin Whitehead
At current firm
0 y
since Feb 13, 2026
In the industry
30 y
since Jun 14, 1996 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U.S. Bancorp Advisors, LLC BD affiliated currentsince Feb 13, 2026 · Chesterfield, Mo
- U.S. Bancorp Investments, Inc. formerFeb 1, 2017 to Feb 13, 2026 · Saint Louis, Mo
- Td Ameritrade, Inc. formerSep 9, 2015 to Dec 19, 2016 · St Louis, Mo
- Td Ameritrade Investment Management, LLC formerSep 9, 2015 to Dec 19, 2016 · Saint Louis, Mo
- Smith Moore & Co. BD affiliatedJun 3, 2013 to Sep 9, 2015 · Clayton, Mo
- Wells Fargo Advisors wirehouseMay 3, 2010 to Apr 4, 2013 · St. Louis, Mo
- Morgan Stanley wirehouseJun 1, 2009 to Apr 1, 2010 · St. Louis, Mo
- Morgan Stanley & Co. LLC unclassifiedApr 2, 2007 to Jun 1, 2009 · St. Louis, Mo
- Morgan Stanley Dw Inc. unclassifiedMar 24, 1998 to Apr 2, 2007 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- U.S. Bancorp Investments, Inc. to U.S. Bancorp Advisors, LLCleft Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Dec 19, 2016, registered Sep 9, 2015 (-467 days) · Other
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Dec 19, 2016, registered Sep 9, 2015 (-467 days) · channel change inside one enterprise, not a move
- Smith Moore & Co. to Td Ameritrade Investment Management, LLCleft Sep 9, 2015, registered Sep 9, 2015 (0 days) · Other
- Wells Fargo Advisors to Smith Moore & Co.left Apr 4, 2013, registered Jun 3, 2013 (60 days) · Other
- Morgan Stanley to Wells Fargo Advisorsleft Apr 1, 2010, registered May 3, 2010 (32 days) · Wirehouse to wirehouse
- Morgan Stanley & Co. LLC to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLCleft Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address