DFX Intelligence
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Registered advisor
A••••• C••••••••• H•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as A••• H•••••
At current firm
9 y
since Jan 12, 2017
In the industry
37 y
since Jun 8, 1989 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliated currentsince Jan 12, 2017 · Owings Mills, Md
- A••••• A•• P••••••• S••••••• BD affiliatedDec 13, 2012 to Oct 11, 2016 · Princeton, Nj
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJun 9, 2009 to Oct 23, 2009 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 18, 2004 to May 17, 2011 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- A••••• A•• P••••••• S••••••• to T• R••• P•••• A••••••• S•••••••• I•••left Oct 11, 2016, registered Jan 12, 2017 (93 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••• O• A•••••• I••••••••• S•••••••• I•••left May 17, 2011, registered Jun 9, 2009 (-707 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to A••••• A•• P••••••• S•••••••left Oct 23, 2009, registered Dec 13, 2012 (1147 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address