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Registered advisor
R•••••• P•••• W••••
Feed of 09/14/2026
Also filed as R•••••• P•••• Suarez
At current firm
3 y
since Nov 2, 2022
In the industry
28 y
since Jul 10, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Nov 2, 2022 · Westlake Village, Ca
- W•••• F•••• A••••••• wirehouseMay 4, 2011 to Nov 7, 2022 · Westlake Village, Ca
- M••••• S•••••• wirehouseJun 1, 2009 to May 16, 2011 · Westlake Village, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 1, 2003 to Jun 1, 2009 · Westlake Village, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to L•• F•••••••• L••left Nov 7, 2022, registered Nov 2, 2022 (-5 days) · Wirehouse to independent RIA · moved with a team
- M••••• S•••••• to W•••• F•••• A•••••••left May 16, 2011, registered May 4, 2011 (-12 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
- R•••••• P•••• W•••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2022-11-02)Nov 7, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address