DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

The Tranel Group, LLC

Former SEC-registered adviserLibertyville, IllinoisCRD 327747SEC 801-128594IAPD
Latest filing Nov 20, 2023
First filing on the tape Jul 19, 2023 · 4 filings
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$0 as of Nov 20, 2023
Jul 19, 2023$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Nov 20, 2023
Jul 19, 20232 then
Employees (5.A)4 as of Nov 20, 2023
Jul 19, 20234 then
Private funds: no history
Practice profile
derived from the filing of Nov 20, 2023; every figure names its basis
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
3 left, 0 joined in 12 months
net -3 in 12 months3 left in 90 days0 joined in 90 days3 left over 36 months
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • T Jenna Bradford · Chief Compliance Officercontrol
      since 07/2023 · owns less than 5%
    • Richard Roch Tranel · Presidentcontrol
      since 07/2023 · owns less than 5%
    • Richard Roch Tranel · Ownercontrol
      since 07/2023 · owns 75% or more of 818, Inc
    Entity owners
    • 818, Inc · Holding Company
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Advisers that list The Tranel Group, LLC as a related person
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Jenks, Ok001
    Libertyville, Il · principal0031
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    One filing, no change to show.
    Signals
    8 dated events
    • Jordan Bradford left The Tranel Group, Llc for Money Concepts Advisory Service (registered 2025-03-18)
      Jul 8, 2026 · Advisor changed firm · fact
    • Joey Dominic Bunton left The Tranel Group, Llc for Harbour Investments, Inc. (registered 2025-10-29)
      Jul 8, 2026 · Advisor changed firm · fact
    • Roch Richard Tranel no longer registered at The Tranel Group, Llc; no later IA registration on IAPD
      Jul 8, 2026 · Advisor departure · fact
    • Tyler James Braun left The Tranel Group, Llc for Harbour Investments, Inc. (registered 2025-09-22)
      Jul 8, 2026 · Advisor changed firm · fact
    • 2 advisors left The Tranel Group, LLC (Libertyville, IL) for Harbour Investments, Inc. on the same day
      Jul 8, 2026 · Team lift-out · derived
    • Roch Alec Tranel (Managing Member) no longer on Schedule A of The Tranel Group, Llc (listed 2023-11-13, absent 2023-11-20)
      Nov 20, 2023 · Control person left · inference
    • Richard Roch Tranel (Owner) appeared on Schedule A of The Tranel Group, Llc
      Nov 13, 2023 · Control person joined · fact
    • The Tranel Group, Llc filed its initial SEC registration (Form ADV)
      Jul 19, 2023 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026