R••••• E••••• C•••

U•• F•••••••• S••••••• I•••wirehouseBeaverton, Or dual registrantIAPD 1961487

Feed of 09/14/2026

Also filed as R••••• E••••• B•••

At current firm

12 y

since Oct 28, 2013

In the industry

34 y

since Jun 11, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U•• F•••••••• S••••••• I••• wirehouse current
since Oct 28, 2013 · Lake Oswego, Or
M••••• S•••••• wirehouse
Mar 30, 2011 to Nov 14, 2013 · Lake Oswego, Or
F••••• I••••••••• independent RIA
May 27, 2010 to Jan 12, 2011 · Vancouver, Wa
U•• F•••••••• S••••••• I••• wirehouse
Oct 25, 2001 to May 13, 2010 · Portland, Or

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to U•• F•••••••• S••••••• I•••
left Nov 14, 2013, registered Oct 28, 2013 (-17 days) · Wirehouse to wirehouse
F••••• I••••••••• to M••••• S••••••
left Jan 12, 2011, registered Mar 30, 2011 (77 days) · Other
U•• F•••••••• S••••••• I••• to F••••• I•••••••••
left May 13, 2010, registered May 27, 2010 (14 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address