RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••••• P•••••• E••••••
- M••••• S•••••• wirehouse currentsince Nov 15, 2019 · Mclean, Va
- W•••• F•••• A••••••• wirehouseJul 16, 2010 to Nov 19, 2019 · Mclean, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 5, 2006 to Jul 26, 2010 · North Bethesda, Md
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 1, 2002 to Jun 2, 2006 · Bethesda, Md
- W•••• F•••• A••••••• to M••••• S••••••left Nov 19, 2019, registered Nov 15, 2019 (-4 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Jul 26, 2010, registered Jul 16, 2010 (-10 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 2, 2006, registered May 5, 2006 (-28 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address