RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••• C•••••••
- G••••• R••••••••• P••••••• L•• institutional currentsince Feb 4, 2020 · San Rafael, Ca
- O••••••••• S••••••••• I••• BD affiliatedMay 25, 2006 to Jan 17, 2020 · Indianapolis, In
- M•• I•••••••• S•••••••• L•• BD affiliatedJan 18, 2005 to Mar 30, 2006 · Rockville, Md
- O••••••••• S••••••••• I••• to G••••• R••••••••• P••••••• L••left Jan 17, 2020, registered Feb 4, 2020 (18 days) · Other
- M•• I•••••••• S•••••••• L•• to O••••••••• S••••••••• I•••left Mar 30, 2006, registered May 25, 2006 (56 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address