RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• P•••••• S••••••••
- O•••• W•••••• I••• BD affiliated currentsince Jun 14, 2024 · Suffolk, Va
- S••••••••• A•••••• A•••••••• I••• formerDec 16, 2014 to Jun 14, 2024 · Suffolk, Va
- H•••••• T••••••• • K•••• L•• independent RIAJul 27, 2010 to Nov 6, 2014 · Suffolk, Va
- M•• F•••••••• S•••••••• I••• formerMay 7, 2009 to Nov 25, 2009 · Poquoson, Va
- V•••• F•••••••• A•••••••• I••• BD affiliatedMay 5, 2004 to Jan 5, 2009 · Richmond, Va
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- H•••••• T••••••• • K•••• L•• to S••••••••• A•••••• A•••••••• I•••left Nov 6, 2014, registered Dec 16, 2014 (40 days) · Other
- M•• F•••••••• S•••••••• I••• to H•••••• T••••••• • K•••• L••left Nov 25, 2009, registered Jul 27, 2010 (244 days) · Other
- V•••• F•••••••• A•••••••• I••• to M•• F•••••••• S•••••••• I•••left Jan 5, 2009, registered May 7, 2009 (122 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address