DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• C••••• M•••••••

C•••••• I••••••••• A•••••••• L••independent RIAAtlanta, Ga IA-onlyIAPD 1978115

Feed of 09/15/2026

Also filed as Jody M•••••••

At current firm

1 y

since Oct 2, 2024

In the industry

33 y

since Jul 7, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• I••••••••• A•••••••• L•• independent RIA current
since Oct 2, 2024 · Atlanta, Ga
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Oct 1, 2021 · Boston, Ma
S•••••••• A••••••• L•• national BD
Jan 29, 2004 to Jul 13, 2018 · Plano, Tx
C•••••• S••••• • C••• I••• national BD
May 16, 2003 to Jan 20, 2004 · Frisco, Tx
S•••••••• A••••••• L•• national BD
May 22, 2000 to Jan 15, 2003 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to C•••••• I••••••••• A•••••••• L••
left Oct 1, 2021, registered Oct 2, 2024 (1097 days) · Affiliated broker-dealer or bank to independent RIA
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
C•••••• S••••• • C••• I••• to S•••••••• A••••••• L••
left Jan 20, 2004, registered Jan 29, 2004 (9 days) · Affiliated broker-dealer or bank to another
S•••••••• A••••••• L•• to C•••••• S••••• • C••• I•••
left Jan 15, 2003, registered May 16, 2003 (121 days) · Affiliated broker-dealer or bank to another

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address