RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• E••••• P••••••
- G••••••• A•••••••• L•• independent RIA currentsince Jul 17, 2020 · Chester Spring, Pa
- V••••• C•••••• M••••••••• L•• independent RIAJan 4, 2016 to May 19, 2020 · Chester Springs, Pa
- U••••• A••••••• A•••••• independent RIAJul 17, 2014 to Aug 19, 2014 · Prosper, Tx
- B••••••••• C•••••• M••••••••• L•• independent RIAFeb 13, 2009 to Dec 31, 2015 · Chester Springs, Pa
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedJul 2, 2002 to Dec 31, 2003 · Chester Springs, Pa
- V••••• C•••••• M••••••••• L•• to G••••••• A•••••••• L••left May 19, 2020, registered Jul 17, 2020 (59 days) · RIA to RIA
- B••••••••• C•••••• M••••••••• L•• to U••••• A••••••• A••••••left Dec 31, 2015, registered Jul 17, 2014 (-532 days) · Other
- U••••• A••••••• A•••••• to V••••• C•••••• M••••••••• L••left Aug 19, 2014, registered Jan 4, 2016 (503 days) · Other
- T••••••••• F•••••••• A•••••••• L•• to B••••••••• C•••••• M••••••••• L••left Dec 31, 2003, registered Feb 13, 2009 (1871 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address