RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J•••• R•••••
- A••••• C•••••• M••••••••• L•• asset manager currentsince Jul 12, 2024 · Vienna, Va
- 1•• P•••••••• W••••• A••••••• formerAug 25, 2015 to Jan 2, 2018 · Fairfax, Va
- 1•• P•••••••• W••••• A••••••• formerApr 13, 2005 to Aug 25, 2015 · Vienna, Va
- 1•• P•••••••• W••••• A••••••• to A••••• C•••••• M••••••••• L••left Jan 2, 2018, registered Jul 12, 2024 (2383 days) · Other
- 1•• P•••••••• W••••• A••••••• to 1•• P•••••••• W••••• A•••••••left Aug 25, 2015, registered Aug 25, 2015 (0 days) · channel change inside one enterprise, not a move · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address