DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

1st Portfolio Wealth Advisors

Former SEC-registered adviserFairfax, VirginiaCRD 269855SEC 801-106516IAPD
Legal name 1st Portfolio, Inc.
Latest filing Mar 16, 2017
First filing on the tape Aug 3, 2015 · 8 filings
RAUM
$197M
reported, Item 5.F
Discretionary
87%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$197M as of Mar 16, 2017
Mar 10, 2016$195M then
HNW client RAUM: no history
State-registered IARs (5.B.3)5 as of Mar 16, 2017
Mar 10, 20164 then
Employees (5.A)6 as of Mar 16, 2017
Mar 10, 20166 then
Private funds: no history
RAUM +1.5% over the last fiscal yearIARs 4 to 5
Practice profile
derived from the filing of Mar 16, 2017; every figure names its basis
RAUM per advisor
$39.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$289,896derivedRAUM over accounts (5.F.2.f)
Discretionary
87%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.2derivedItem 5.A over advisors
Advisors per office
5.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+1.5%derivedbetween the last two annual amendments
Advisor growth, one year
+25%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Ownership
a bank, bancorp or trust company is a 50 percent or greater ownerderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
681reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
none on the tape
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • James Michael Rebibo · President And Chief Executive Offercontrol
      since 01/2005 · owns less than 5%
    • Kirk William Taylor · Chief Compliance Officercontrol
      since 03/2010 · owns less than 5%
    Entity owners
    • Washingtonfirst Bankshares, Inc. · Owner
      direct · owns 75% or more · public reporting company
    Related persons
    Schedule D 7.A
    • Washingtonfirst Bank
      y
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 555 to 681
      Dec 1, 2016 to Mar 16, 2017
    • State-registered IARs · 4 to 5
      Dec 1, 2016 to Mar 16, 2017
    • Discretionary RAUM · $169M to $171M
      Dec 1, 2016 to Mar 16, 2017
    • Non-discretionary RAUM · $25.5M to $25.9M
      Dec 1, 2016 to Mar 16, 2017
    • RAUM · $195M to $197M
      Dec 1, 2016 to Mar 16, 2017
    • Accounts · 477 to 555
      Aug 12, 2015 to Mar 10, 2016
    • Discretionary RAUM · $166M to $169M
      Aug 12, 2015 to Mar 10, 2016
    • Non-discretionary RAUM · $27.0M to $25.5M
      Aug 12, 2015 to Mar 10, 2016
    • RAUM · $193M to $195M
      Aug 12, 2015 to Mar 10, 2016
    • Succession · true to false
      Aug 3, 2015 to Aug 4, 2015
    Signals
    2 dated events
    • 1St Portfolio Wealth Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
      Aug 3, 2015 · Succession (Item 4) · fact
    • 1St Portfolio Wealth Advisors filed its initial SEC registration (Form ADV)
      Aug 3, 2015 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026