DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Ategra Capital Management, LLC
Latest filing Mar 4, 2026
First filing on the tape Mar 13, 2018 · 12 filings
SEC status approved since Apr 13, 2018
RAUM
$190M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$31.7M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$190M as of Mar 4, 2026
Mar 28, 2019$154M then
HNW client RAUM$165M as of Mar 28, 2024
Mar 28, 2019$77.2M then
State-registered IARs (5.B.3)4 as of Mar 4, 2026
Mar 28, 20195 then
Employees (5.A)5 as of Mar 4, 2026
Mar 28, 20198 then
Private funds2 as of Mar 4, 2026
Mar 28, 20192 then
RAUM +24% over the last fiscal year-12% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 4, 2026; every figure names its basis
- RAUM per advisor
- $31.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $95.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$190M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jonathan David Holtaway | Vienna, Va | Nov 30, 2017 | 21 y | 0 |
| Jacques [Nmn] Rebibo | Vienna, Va | Mar 12, 2018 | 38 y | 0 |
| Kristyna Nepivodova | Vienna, Va | Nov 15, 2018 | 11 y | 0 |
| Dolan Fitzgerald | Vienna, Va | Jun 3, 2019 | 10 y | 0 |
| Sarah Hearton | Vienna, Va | Nov 14, 2022 | 15 y | 0 |
| Michael James RebiboCertified Financial Planner | Vienna, Va | Jul 12, 2024 | 36 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount3 left over 36 months
Left, latest
- Michael Peter Duprey to Advisory Services NetworkApr 15, 2024 · RIA to RIA
- Thurston Spaulding to Advisory Services NetworkApr 8, 2024 · RIA to RIA
- Nevin Kaul to Kirk Capital Advisors LLCApr 2, 2024 · RIA to RIA
Joined, latest
- Michael James Rebibo from 1st Portfolio Wealth AdvisorsJul 12, 2024 · Other
- Thurston Spaulding from Investment Professionals, Inc.May 8, 2019 · Other
- Nevin Kaul from 1st Portfolio Wealth AdvisorsJan 11, 2018 · Other
- Michael Peter Duprey from 1st Portfolio Wealth AdvisorsNov 30, 2017 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Advisory Services NetworkApr 8, 2024 · Vienna, Va
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Ategra Community Financial Institution Fund, LP | Hedge Fund | $82.0M | 79 | Jan 10, 2017 |
| Ategra Ls500, LP | Hedge Fund | $35.2M | 36 | Mar 28, 2019 |
Owners and control persons
Schedule A and B, latest filing
- David Jonathan Holtaway · President, Chief Compliance Officer, Managing Membercontrolsince 05/2005 · owns 25% to 50%
- [Nmn] Jacques Rebibo · Manager, Chairman, Managing Membercontrolsince 04/2012 · owns 25% to 50%
- L. Carl Biggs · Investor Membersince 04/2020 · owns less than 5%
Related persons
Schedule D 7.A
- Ategra Gp, LLCbankpooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Vienna, Va · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Employees · 4 to 5Mar 11, 2025 to Mar 4, 2026
- Discretionary RAUM · $153M to $190MMar 11, 2025 to Mar 4, 2026
- Pooled vehicle RAUM · $153M to $190MMar 11, 2025 to Mar 4, 2026
- RAUM · $153M to $190MMar 11, 2025 to Mar 4, 2026
- Advisory employees · 5 to 4Jul 24, 2024 to Mar 11, 2025
- Employees · 6 to 4Jul 24, 2024 to Mar 11, 2025
- Financial planning clients · unset to Jul 24, 2024 to Mar 11, 2025
- State-registered IARs · 5 to 4Jul 24, 2024 to Mar 11, 2025
- Discretionary RAUM · $117M to $153MJul 24, 2024 to Mar 11, 2025
- Pooled vehicle RAUM · $117M to $153MJul 24, 2024 to Mar 11, 2025
- RAUM · $117M to $153MJul 24, 2024 to Mar 11, 2025
- Accounts · 176 to 2Mar 28, 2024 to Jul 24, 2024
- Advisory employees · 7 to 5Mar 28, 2024 to Jul 24, 2024
- Advisory activities · 4 to 1Mar 28, 2024 to Jul 24, 2024
- Charity clients · 5.0 to unsetMar 28, 2024 to Jul 24, 2024
- HNW clients · 148.0 to unsetMar 28, 2024 to Jul 24, 2024
- Pension plan clients · 21.0 to unsetMar 28, 2024 to Jul 24, 2024
- Employees · 9 to 6Mar 28, 2024 to Jul 24, 2024
- Financial planning clients · 101-250 to unsetMar 28, 2024 to Jul 24, 2024
- State-registered IARs · 7 to 5Mar 28, 2024 to Jul 24, 2024
- Discretionary RAUM · $302M to $117MMar 28, 2024 to Jul 24, 2024
- HNW RAUM · 164574024.0 to unsetMar 28, 2024 to Jul 24, 2024
- Non-discretionary RAUM · $32.3M to $0Mar 28, 2024 to Jul 24, 2024
- Pension RAUM · 28194654.0 to unsetMar 28, 2024 to Jul 24, 2024
- Pooled vehicle RAUM · $119M to $117MMar 28, 2024 to Jul 24, 2024
- RAUM · $334M to $117MMar 28, 2024 to Jul 24, 2024
- Accounts · 212 to 176Mar 21, 2023 to Mar 28, 2024
- Charity clients · unset to 5.0Mar 21, 2023 to Mar 28, 2024
- HNW clients · 183 to 148Mar 21, 2023 to Mar 28, 2024
- Pension plan clients · 23 to 21Mar 21, 2023 to Mar 28, 2024
- Employees · 11 to 9Mar 21, 2023 to Mar 28, 2024
- State-registered IARs · 8 to 7Mar 21, 2023 to Mar 28, 2024
- Discretionary RAUM · $253M to $302MMar 21, 2023 to Mar 28, 2024
- HNW RAUM · $142M to $165MMar 21, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $28.9M to $32.3MMar 21, 2023 to Mar 28, 2024
- Pension RAUM · $25.3M to $28.2MMar 21, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $105M to $119MMar 21, 2023 to Mar 28, 2024
- RAUM · $282M to $334MMar 21, 2023 to Mar 28, 2024
- Accounts · 168 to 212Mar 15, 2022 to Mar 21, 2023
- HNW clients · 141 to 183Mar 15, 2022 to Mar 21, 2023
Signals
6 dated events
- Ategra Capital Management, Llc reported RAUM $117.3M, down 65% from $334.2M (2024-03-28 to 2024-07-24)Jul 24, 2024 · RAUM change · derived
- Michael Peter Duprey left Ategra Capital Management, Llc for Advisory Services Network (registered 2024-04-16)Apr 15, 2024 · Advisor changed firm · fact
- Thurston Spaulding left Ategra Capital Management, Llc for Advisory Services Network (registered 2024-04-09)Apr 8, 2024 · Advisor changed firm · fact
- 2 advisors left Ategra Capital Management, LLC (Vienna, VA) for Advisory Services Network within 7 daysApr 8, 2024 · Team lift-out · derived
- Nevin Kaul left Ategra Capital Management, Llc for Kirk Capital Advisors Llc (registered 2024-04-06)Apr 2, 2024 · Advisor changed firm · fact
- Ategra Capital Management, Llc filed its initial SEC registration (Form ADV)Mar 13, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ATEGRACAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 703-564-9131reportedpublic record, Form ADV, Mar 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $31.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026