RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• G•••••• O•••••
- Title
- Senior Financial Advisor Associatereportedtamarsecurities.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- T•••• S••••••••• L•• independent RIA currentsince Sep 28, 2021 · Woodland Hills, Ca
- M••••• S•••••• wirehouseAug 26, 2019 to Oct 15, 2019 · Sherman Oaks, Ca
- T• A••••••••• I••• formerApr 30, 2019 to Jun 7, 2019 · Woodland Hills, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerApr 30, 2019 to Jun 7, 2019 · Northridge, Ca
- U••• B•••••• A•••••••• L•• BD affiliatedJun 12, 2018 to Sep 6, 2018 · Glendale, Ca
- S•••••••• I••••••••• M••••••••• formerMay 4, 2017 to Mar 9, 2018 · Saint Louis, Mo
- W•••• F•••• I••••••••• L•• unclassifiedFeb 28, 2006 to May 21, 2007 · El Segundo, Ca
- C•••••• S••••• • C••• I••• national BDSep 20, 2001 to Apr 3, 2003 · Burbank, Ca
- M••••• S•••••• to T•••• S••••••••• L••left Oct 15, 2019, registered Sep 28, 2021 (714 days) · Wirehouse to independent RIA
- T• A••••••••• I••••••••• M••••••••• L•• to M••••• S••••••left Jun 7, 2019, registered Aug 26, 2019 (80 days) · RIA to wirehouse
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jun 7, 2019, registered Apr 30, 2019 (-38 days) · channel change inside one enterprise, not a move
- U••• B•••••• A•••••••• L•• to T• A••••••••• I•••left Sep 6, 2018, registered Apr 30, 2019 (236 days) · Other
- S•••••••• I••••••••• M••••••••• to U••• B•••••• A•••••••• L••left Mar 9, 2018, registered Jun 12, 2018 (95 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• I••••••••• L•• to S•••••••• I••••••••• M•••••••••left May 21, 2007, registered May 4, 2017 (3636 days) · Other
- C•••••• S••••• • C••• I••• to W•••• F•••• I••••••••• L••left Apr 3, 2003, registered Feb 28, 2006 (1062 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address