DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Tamar Securities, LLC

Independent wealth managerWoodland Hills, CaliforniaCRD 153991SEC 801-71532websiteIAPD
Latest filing Apr 10, 2026
First filing on the tape Feb 17, 2012 · 55 filings
SEC status approved since Jun 11, 2010
RAUM
$1.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
93%
$1.4B individuals and HNW
Advisors
17
registered through the firm on IAPD
RAUM per advisor
$89.5M
derived; firm RAUM over IAPD count
Employees
22
18 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
55 filings and snapshots on the tape
RAUM$1.5B as of Apr 10, 2026
Feb 17, 2012$170M then
HNW client RAUM$481M as of Apr 10, 2026
Mar 30, 2018$338M then
State-registered IARs (5.B.3)18 as of Apr 10, 2026
Mar 1, 20132 then
Employees (5.A)22 as of Apr 10, 2026
Mar 1, 20134 then
Private funds: no history
RAUM +17% over the last fiscal year+20% a year over threeIARs 14 to 18
Practice profile
derived from the filing of Apr 10, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$89.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
247derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.4MderivedHNW RAUM over HNW clients
Average account
$224,702derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
17.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+17%derivedbetween the last two annual amendments
Advisor growth, one year
+29%derivedItem 5.B.3 between annual amendments
Client growth, one year
+13%derived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
Wrap fee program
$137MreportedItem 5.I
Custody
$142M, 399 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$941M62%
  • High-net-worth individuals$481M32%
  • Corporations and businesses$87.0M5.7%
  • Pension and profit-sharing plans$10.6M0.7%
  • Charitable organizations$2.6M0.2%
Individual clients
3,999reported
HNW clients
199reported
Pension plan clients
8reported
Charitable clients
1reported
Accounts
6,772reported
Financial planning clients
26-50reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
$142M for 399 clientsreported
Compensation
% of AUM, hourlyreported
Class basis
private_client_share=0.93 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=8.0derived
Advisors registered through the firm
17 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Amit Raz StavinskyWoodland Hills, CaJan 3, 202034 y3
Jonathan EzraWoodland Hills, CaJan 6, 202010 y1
Dominick Salvator SavoWoodland Hills, CaJan 6, 202028 y1
Eric John LecoursCertified Financial PlannerWoodland Hills, CaJan 6, 202011 y3
Joseph Craig EstesWoodland Hills, CaJan 6, 202012 y1
Richard Allen MasonWoodland Hills, CaJan 7, 202025 y2
Mark Anthony BenavidesWoodland Hills, CaOct 12, 202013 y0
David Abraham SirinWoodland Hills, CaDec 23, 202016 y3
Javier Guztavo OrozcoWoodland Hills, CaSep 28, 202135 y7
Gorge Eduardo SalcedoWoodland Hills, CaSep 13, 202410 y0
Daniel Shalom ItzhakiWoodland Hills, CaJan 1, 202513 y0
Franklin Matthew ParksWoodland Hills, CaJan 1, 202534 y1
Philip MostonWoodland Hills, CaApr 28, 202529 y7
John Michael TownsendCertified Financial PlannerWoodland Hills, CaApr 30, 202512 y3
Andrew James ScottWoodland Hills, CaSep 17, 202511 y1
Owen KimWoodland Hills, CaSep 19, 202511 y2
Annalisa FloreWoodland Hills, CaSep 1, 202612 y1
Advisor movement
1 left, 3 joined in 12 months
net +2 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 5.9% of current headcount5 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Raz Amit Stavinsky · Managing Membercontrol
    since 06/2010 · owns 75% or more
  • Feria Vina Aileen Farrales · Chief Compliance Officer
    since 12/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Woodland Hills, Ca · principal1731
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 6,262 to 6,772
    May 13, 2025 to Mar 31, 2026
  • Advisory employees · 13 to 18
    May 13, 2025 to Mar 31, 2026
  • Charity clients · unset to 1.0
    May 13, 2025 to Mar 31, 2026
  • Corporate clients · 26 to 12
    May 13, 2025 to Mar 31, 2026
  • HNW clients · 160 to 199
    May 13, 2025 to Mar 31, 2026
  • Individual clients · 3,550 to 3,999
    May 13, 2025 to Mar 31, 2026
  • Pension plan clients · 20 to 8
    May 13, 2025 to Mar 31, 2026
  • Assets in custody · $133M to $142M
    May 13, 2025 to Mar 31, 2026
  • Employees · 18 to 22
    May 13, 2025 to Mar 31, 2026
  • Financial planning clients · 51-100 to 26-50
    May 13, 2025 to Mar 31, 2026
  • State-registered IARs · 14 to 18
    May 13, 2025 to Mar 31, 2026
  • Discretionary RAUM · $1.3B to $1.5B
    May 13, 2025 to Mar 31, 2026
  • HNW RAUM · $422M to $481M
    May 13, 2025 to Mar 31, 2026
  • Individual RAUM · $776M to $941M
    May 13, 2025 to Mar 31, 2026
  • Non-discretionary RAUM · $20.6M to $0
    May 13, 2025 to Mar 31, 2026
  • Pension RAUM · $15.8M to $10.6M
    May 13, 2025 to Mar 31, 2026
  • RAUM · $1.3B to $1.5B
    May 13, 2025 to Mar 31, 2026
  • Financial planning clients · 51-100 to 51-100
    Mar 31, 2025 to May 13, 2025
  • Accounts · 5,816 to 6,262
    Dec 26, 2024 to Mar 31, 2025
  • Advisory employees · 12 to 13
    Dec 26, 2024 to Mar 31, 2025
  • Advisory activities · 6 to 4
    Dec 26, 2024 to Mar 31, 2025
  • BD registered reps · 5 to 8
    Dec 26, 2024 to Mar 31, 2025
  • Corporate clients · 19 to 26
    Dec 26, 2024 to Mar 31, 2025
  • HNW clients · 210 to 160
    Dec 26, 2024 to Mar 31, 2025
  • Individual clients · 3,430 to 3,550
    Dec 26, 2024 to Mar 31, 2025
  • Pension plan clients · 18 to 20
    Dec 26, 2024 to Mar 31, 2025
  • Assets in custody · unset to 132955470.0
    Dec 26, 2024 to Mar 31, 2025
  • Custody of client assets · false to true
    Dec 26, 2024 to Mar 31, 2025
  • Financial planning clients · 0 to 51-100
    Dec 26, 2024 to Mar 31, 2025
  • Discretionary RAUM · $1.1B to $1.3B
    Dec 26, 2024 to Mar 31, 2025
  • HNW RAUM · $415M to $422M
    Dec 26, 2024 to Mar 31, 2025
  • Individual RAUM · $608M to $776M
    Dec 26, 2024 to Mar 31, 2025
  • Non-discretionary RAUM · $11.6M to $20.6M
    Dec 26, 2024 to Mar 31, 2025
  • Pension RAUM · $16.5M to $15.8M
    Dec 26, 2024 to Mar 31, 2025
  • RAUM · $1.1B to $1.3B
    Dec 26, 2024 to Mar 31, 2025
  • Wrap assets (manager) · $225M to $0
    Dec 26, 2024 to Mar 31, 2025
  • Wrap assets (sponsor) · $225M to $0
    Dec 26, 2024 to Mar 31, 2025
  • Accounts · 5,036 to 5,816
    Mar 15, 2023 to Mar 22, 2024
  • Advisory employees · 11 to 12
    Mar 15, 2023 to Mar 22, 2024
  • Advisory activities · 5 to 6
    Mar 15, 2023 to Mar 22, 2024
Signals
9 dated events
  • Kingsley Wong left Tamar Securities, Llc for Cetera Investment Advisers Llc (registered 2026-03-26)
    Apr 10, 2026 · Advisor changed firm · fact
  • Brad Cotner left Tamar Securities, Llc for Strategic Advisers Llc (registered 2026-01-23)
    Jul 10, 2025 · Advisor changed firm · fact
  • Melody Nekourouh left Tamar Securities, Llc for Lpl Enterprise, Llc (registered 2025-12-05)
    Oct 7, 2024 · Advisor changed firm · fact
  • Trevor O'Shaughnessy left Tamar Securities, Llc for Fidelity Personal And Workplace Advisors (registered 2024-11-07)
    Oct 7, 2024 · Advisor changed firm · fact
  • Olivia Denise Payne left Tamar Securities, Llc for Cetera Investment Advisers Llc (registered 2024-09-27)
    Sep 18, 2023 · Advisor changed firm · fact
  • Tamar Securities, Llc reported RAUM $872.2M, up 37% from $638.7M (2021-10-20 to 2022-03-18)
    Mar 18, 2022 · RAUM change · derived
  • Tamar Securities, Llc reported RAUM $638.7M, up 36% from $470.6M (2020-06-19 to 2021-03-25)
    Mar 25, 2021 · RAUM change · derived
  • Tamar Securities, Llc reported RAUM $470.6M, up 54% from $304.8M (2020-01-03 to 2020-03-24)
    Mar 24, 2020 · RAUM change · derived
  • Tamar Securities, Llc reported RAUM $354.3M, up 54% from $230.1M (2017-03-20 to 2018-03-30)
    Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business email
info@tamarsecurities.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone
818-914-7460reportedpublished by the firm, firm site, Sep 15, 2026
Business phone
818-914-7461reportedpublished by the firm, firm site, Sep 15, 2026
Business phone
818-914-7462reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile
linkedin.com/company/tamar-securities-llcreportedpublic record, Form ADV, Sep 17, 2026
Website
TAMARSECURITIES.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
818-914-7460reportedpublic record, Form ADV, Apr 10, 2026
Contact form
tamarsecurities.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Team page
tamarsecurities.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$89.5Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026