DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lawrence Richard Fiorini
Certified Financial Planner
Feed of 09/15/2026
Also filed as Larry Fiorini
At current firm
3 y
since Jun 29, 2023
In the industry
36 y
since Mar 13, 1990 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Jun 29, 2023 · Sanatoga, Pa
- Voya Financial Advisors, Inc. BD affiliatedJan 8, 2021 to Jun 9, 2021 · Windsor, Ct
- Cliftonlarsonallen Wealth Advisors, LLC BD affiliatedFeb 23, 2006 to Jan 11, 2021 · Plymouth Meeting, Pa
- Raymond James Financial Services, Inc. unclassifiedSep 24, 2001 to Feb 23, 2006 · Plymouth Meeting, Pa
Moves
a registration end followed by a registration begin elsewhere
- Voya Financial Advisors, Inc. to Cetera Investment Advisers LLCleft Jun 9, 2021, registered Jun 29, 2023 (750 days) · corporate re-registration, not a move
- Cliftonlarsonallen Wealth Advisors, LLC to Voya Financial Advisors, Inc.left Jan 11, 2021, registered Jan 8, 2021 (-3 days) · Affiliated broker-dealer or bank to another
- Raymond James Financial Services, Inc. to Cliftonlarsonallen Wealth Advisors, LLCleft Feb 23, 2006, registered Feb 23, 2006 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address