RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• M••••••• M•••••••
- G•••••• I••••••••• independent RIA currentsince Nov 20, 2023 · Atlanta, Ga
- G•••••• I••••••••• formerNov 1, 2021 to Dec 11, 2023 · Atlanta, Ga
- T•••• A•••••••• L•• formerOct 21, 2019 to Nov 3, 2021 · Atlanta, Ga
- H•••••• C•••••• M••••••••• L•• formerFeb 6, 2006 to Jul 28, 2016 · Atlanta, Ga
- G•••••• I••••••••• to G•••••• I•••••••••left Dec 11, 2023, registered Nov 20, 2023 (-21 days) · channel change inside one enterprise, not a move · moved with a team
- T•••• A•••••••• L•• to G•••••• I•••••••••left Nov 3, 2021, registered Nov 1, 2021 (-2 days) · Affiliated broker-dealer or bank to independent RIA
- H•••••• C•••••• M••••••••• L•• to T•••• A•••••••• L••left Jul 28, 2016, registered Oct 21, 2019 (1180 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address