RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• J••• V••••••
- R•••••• J•••• • A••••••••• I••• national BD currentsince Jul 6, 2022 · Grand Rapids, Mi
- H••••••••• F•••••••• A••••••• BD affiliatedOct 14, 2021 to Feb 4, 2022 · Rochester, Mi
- C••••• I••••••••• A••••••• L•• BD affiliatedApr 1, 2019 to Oct 13, 2021 · Troy, Mi
- C••••••• S••••••••• I••• BD affiliatedMar 3, 2017 to Mar 18, 2019 · Southfield, Mi
- F•••• T•••• S••••••••• I••• BD affiliatedJun 7, 2012 to Mar 24, 2017 · Southfield, Mi
- M••••• S•••••• wirehouseJun 1, 2009 to Jun 22, 2012 · Toledo, Oh
- C•••••••• G••••• M•••••• I••• BD affiliatedDec 3, 2008 to Jun 1, 2009 · Toledo, Oh
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Aug 9, 2007 · Westlake, Oh
- M••••• S•••••• D• I••• unclassifiedDec 3, 2004 to Apr 2, 2007 · Westlake, Oh
- H••••••••• F•••••••• A••••••• to R•••••• J•••• • A••••••••• I•••left Feb 4, 2022, registered Jul 6, 2022 (152 days) · Affiliated broker-dealer or bank to another
- C••••• I••••••••• A••••••• L•• to H••••••••• F•••••••• A•••••••left Oct 13, 2021, registered Oct 14, 2021 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
- C••••••• S••••••••• I••• to C••••• I••••••••• A••••••• L••left Mar 18, 2019, registered Apr 1, 2019 (14 days) · Affiliated broker-dealer or bank to another
- F•••• T•••• S••••••••• I••• to C••••••• S••••••••• I•••left Mar 24, 2017, registered Mar 3, 2017 (-21 days) · Other
- M••••• S•••••• to F•••• T•••• S••••••••• I•••left Jun 22, 2012, registered Jun 7, 2012 (-15 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• • C•• L•• to C•••••••• G••••• M•••••• I•••left Aug 9, 2007, registered Dec 3, 2008 (482 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- J•••••• J••• V•••••• left H••••••••• F•••••••• A••••••• for R•••••• J•••• • A••••••••• I••• (registered 2022-07-06)Feb 4, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address