DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Wealthsource?

Former SEC-registered adviserSan Luis Obispo, CaliforniaCRD 282202SEC 801-107199IAPD
Legal name Wealthsource Partners, LLC
Latest filing Mar 30, 2024
First filing on the tape Jan 19, 2016 · 30 filings
RAUM
$2.1B
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
96%
$2.0B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
50
42 advisory (5.B.1)
Offices
37
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$2.1B as of Mar 30, 2024
Jan 26, 2017$437M then
HNW client RAUM$1.2B as of Mar 30, 2024
Feb 26, 2018$310M then
State-registered IARs (5.B.3)46 as of Mar 30, 2024
Jan 26, 201725 then
Employees (5.A)50 as of Mar 30, 2024
Jan 26, 201735 then
Private funds: no history
RAUM +10% over the last fiscal year+11% a year over threeIARs 50 to 46offices 39 to 37
Practice profile
derived from the filing of Mar 30, 2024; every figure names its basis
RAUM per advisor
$46.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
54derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.7MderivedHNW RAUM over HNW clients
Average account
$338,869derivedRAUM over accounts (5.F.2.f)
Discretionary
95%derivedof RAUM
Institutional
1.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.1derivedItem 5.A over advisors
Advisors per office
1.2derived38 offices incl. principal (1.F.5)
RAUM growth, one year
+10%derivedbetween the last two annual amendments
Advisor growth, one year
-8.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-1.6%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Custody
$476M, 722 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$1.2B56%
  • Individuals$849M40%
  • Corporations and businesses$39.0M1.8%
  • Pension and profit-sharing plans$25.7M1.2%
  • Charitable organizations$12.5M0.6%
Individual clients
2,021reported
HNW clients
444reported
Pension plan clients
18reported
Charitable clients
5reported
Accounts
6,245reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$476M for 722 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Dwayne Eric Patton · Chief Financial Officercontrol
    since 02/2016 · owns less than 5%
  • Bryan Arlo Sullivan · Trusteecontrol
    since 11/2021 · owns 75% or more of Arlo Bryan Sullivan Revocable Living Trust
  • Akira David Ito · Chief Compliance Officer & General Counsel
    since 01/2016 · owns less than 5%
  • Anthony Jason Mirabella · Chief Operating Officer
    since 01/2022 · owns less than 5%
  • Maxime Christopher Shea · Chief Investment Officer
    since 05/2019 · owns less than 5%
Entity owners
  • Wealthsource Holdings, Inc. · Member
    direct · owns 75% or more
  • Arlo Bryan Sullivan Revocable Living Trust · Stockholder
    indirect · owns 25% to 50% of Wealthsource Holdings, Inc.
Related persons
Schedule D 7.A
  • Daniel John Rohr
    insurancen
  • David Eric Baysinger
    insurancen
  • Kelly Michael Elsensohn
    insurancen
  • Lisa Marie Isaacson
    insurancen
  • Wealthsource Insurance Solutions LLC
    real estaten
Advisers that list Wealthsource? as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Arroyo Grande, Ca000
Austin, Tx000
Barboursville, Wv000
Castle Rock, Co000
Centennial, Co000
Charlotte, Nc000
Delaware, Oh000
Denver, Co000
Diamond Bar, Ca000
Dickinson, Tx000
Dublin, Oh000
Fort Worth, Tx000
Franklin, Tn000
Garland, Tx000
Grand Junction, Co000
Knoxville, Tn000
Louisville, Co000
Manhattan Beach, Ca000
Marina Del Rey, Ca000
Miami Beach, Fl000
All 33 offices
Offices
Schedule D 1.F, the 25 largest
  • Knoxville, TN3 employees
  • Castle Rock, CO2 employees
  • Anaheim, CA2 employees
  • Columbus, OH1 employees
  • Diamond Bar, CA1 employees
  • Fort Worth, TX1 employees
  • Franklin, TN1 employees
  • Grand Junction, CO1 employees
  • Grand Junction, CO1 employees
  • Arroyo Grande, CA1 employees
  • Manhattan Beach, CA1 employees
  • Montrose, CO1 employees
  • Morro Bay, CA1 employees
  • Palo Alto, CA1 employees
  • Santa Maria, CA1 employees
  • Solvang, CA1 employees
  • Tulsa, OK1 employees
  • , 1 employees
What changed
consecutive filings, newest first
  • Accounts · 6,375 to 6,245
    Mar 31, 2023 to Mar 30, 2024
  • Advisory employees · 46 to 42
    Mar 31, 2023 to Mar 30, 2024
  • BD registered reps · 3 to 2
    Mar 31, 2023 to Mar 30, 2024
  • Charity clients · 6 to 5
    Mar 31, 2023 to Mar 30, 2024
  • Corporate clients · 25 to 28
    Mar 31, 2023 to Mar 30, 2024
  • HNW clients · 493 to 444
    Mar 31, 2023 to Mar 30, 2024
  • Individual clients · 2,011 to 2,021
    Mar 31, 2023 to Mar 30, 2024
  • Pension plan clients · 23 to 18
    Mar 31, 2023 to Mar 30, 2024
  • Assets in custody · $477M to $476M
    Mar 31, 2023 to Mar 30, 2024
  • Employees · 71 to 50
    Mar 31, 2023 to Mar 30, 2024
  • Insurance-licensed employees · 0 to 36
    Mar 31, 2023 to Mar 30, 2024
  • State-registered IARs · 50 to 46
    Mar 31, 2023 to Mar 30, 2024
  • Other offices · 39 to 37
    Mar 31, 2023 to Mar 30, 2024
  • Discretionary RAUM · $1.8B to $2.0B
    Mar 31, 2023 to Mar 30, 2024
  • HNW RAUM · $1.2B to $1.2B
    Mar 31, 2023 to Mar 30, 2024
  • Individual RAUM · $620M to $849M
    Mar 31, 2023 to Mar 30, 2024
  • Non-discretionary RAUM · $93.8M to $95.7M
    Mar 31, 2023 to Mar 30, 2024
  • Pension RAUM · $34.8M to $25.7M
    Mar 31, 2023 to Mar 30, 2024
  • RAUM · $1.9B to $2.1B
    Mar 31, 2023 to Mar 30, 2024
  • Employees · 73 to 71
    Feb 21, 2023 to Mar 31, 2023
  • State-registered IARs · 51 to 50
    Feb 21, 2023 to Mar 31, 2023
  • Accounts · 5,116 to 6,375
    Mar 31, 2022 to Feb 21, 2023
  • Advisory employees · 45 to 46
    Mar 31, 2022 to Feb 21, 2023
  • Business name · WEALTHSOURCE? PARTNERS to WEALTHSOURCE?
    Mar 31, 2022 to Feb 21, 2023
  • Corporate clients · 23 to 25
    Mar 31, 2022 to Feb 21, 2023
  • HNW clients · 397 to 493
    Mar 31, 2022 to Feb 21, 2023
  • Individual clients · 1,599 to 2,011
    Mar 31, 2022 to Feb 21, 2023
  • Pension plan clients · 26 to 23
    Mar 31, 2022 to Feb 21, 2023
  • Assets in custody · $400M to $477M
    Mar 31, 2022 to Feb 21, 2023
  • Employees · 61 to 73
    Mar 31, 2022 to Feb 21, 2023
  • Insurance-licensed employees · 1 to 0
    Mar 31, 2022 to Feb 21, 2023
  • Financial planning clients · 51-100 to 101-250
    Mar 31, 2022 to Feb 21, 2023
  • State-registered IARs · 46 to 51
    Mar 31, 2022 to Feb 21, 2023
  • Other offices · 41 to 39
    Mar 31, 2022 to Feb 21, 2023
  • Discretionary RAUM · $1.8B to $1.8B
    Mar 31, 2022 to Feb 21, 2023
  • HNW RAUM · $1.2B to $1.2B
    Mar 31, 2022 to Feb 21, 2023
  • Individual RAUM · $577M to $620M
    Mar 31, 2022 to Feb 21, 2023
  • Non-discretionary RAUM · $106M to $93.8M
    Mar 31, 2022 to Feb 21, 2023
  • Pension RAUM · $50.0M to $34.8M
    Mar 31, 2022 to Feb 21, 2023
  • RAUM · $1.9B to $1.9B
    Mar 31, 2022 to Feb 21, 2023
Signals
60 dated events
  • Zachary Scott Leedom left Wealthsource? for Onedigital (registered 2024-01-05)
    Oct 26, 2024 · Advisor changed firm · fact
  • Amy Lynne Ahrens left Wealthsource? for Onedigital (registered 2024-01-09)
    Oct 26, 2024 · Advisor changed firm · fact
  • Valerie Dale King left Wealthsource? for Onedigital (registered 2024-01-08)
    Oct 26, 2024 · Advisor changed firm · fact
  • Aaron Michael Buemi left Wealthsource? for Onedigital (registered 2024-01-10)
    Oct 26, 2024 · Advisor changed firm · fact
  • Bryan David Cannon left Wealthsource? for Onedigital (registered 2024-02-08)
    Oct 26, 2024 · Advisor changed firm · fact
  • Andrew Mason Dintaman left Wealthsource? for Onedigital (registered 2024-01-17)
    Oct 26, 2024 · Advisor changed firm · fact
  • Amanda Jo Whitlock left Wealthsource? for Onedigital (registered 2024-01-23)
    Oct 26, 2024 · Advisor changed firm · fact
  • Graham Colin Marshall left Wealthsource? for Onedigital (registered 2024-01-24)
    Oct 26, 2024 · Advisor changed firm · fact
  • Davee Nobuyoshi Hazama left Wealthsource? for Onedigital (registered 2024-01-16)
    Oct 26, 2024 · Advisor changed firm · fact
  • Wesley Ray Brown left Wealthsource? for Vellum Financial, Llc (registered 2016-09-21)
    Oct 26, 2024 · Advisor changed firm · fact
  • Peter Barry Wolk left Wealthsource? for Onedigital (registered 2024-01-16)
    Oct 26, 2024 · Advisor changed firm · fact
  • Kevin Charles Swanson left Wealthsource? for Onedigital (registered 2024-01-24)
    Oct 26, 2024 · Advisor changed firm · fact
  • Donald Neal Bateman left Wealthsource? for Onedigital (registered 2024-01-09)
    Oct 26, 2024 · Advisor changed firm · fact
  • Christopher Andre Benson left Wealthsource? for Onedigital (registered 2024-01-09)
    Oct 26, 2024 · Advisor changed firm · fact
  • Daniel John Rohr left Wealthsource? for Onedigital (registered 2024-07-01)
    Oct 26, 2024 · Advisor changed firm · fact
  • Jeffrey Craig Brown left Wealthsource? for Onedigital (registered 2024-01-09)
    Oct 26, 2024 · Advisor changed firm · fact
  • Amy Elizabeth Melander left Wealthsource? for Onedigital (registered 2024-01-05)
    Oct 26, 2024 · Advisor changed firm · fact
  • Eugene Nathan Gordon left Wealthsource? for Onedigital (registered 2024-01-12)
    Oct 26, 2024 · Advisor changed firm · fact
  • Nicholas Willard Rostykus left Wealthsource? for Onedigital (registered 2024-01-23)
    Oct 26, 2024 · Advisor changed firm · fact
  • Andrew Davis left Wealthsource? for Onedigital (registered 2024-01-09)
    Oct 26, 2024 · Advisor changed firm · fact
  • Christopher Adam Watson left Wealthsource? for Onedigital (registered 2024-01-06)
    Oct 26, 2024 · Advisor changed firm · fact
  • 3 advisors left Wealthsource? (Knoxville, TN) for Onedigital on the same day
    Oct 26, 2024 · Team lift-out · derived
  • 6 advisors left Wealthsource? (San Luis Obispo, CA) for Onedigital on the same day
    Oct 26, 2024 · Team lift-out · derived
  • 2 advisors left Wealthsource? (Dublin, OH) for Onedigital on the same day
    Oct 26, 2024 · Team lift-out · derived
  • 3 advisors left Wealthsource? (Centennial, CO) for Onedigital on the same day
    Oct 26, 2024 · Team lift-out · derived
  • Jason Daniel Zivich left Wealthsource? for Diversify Advisory Services, Llc (registered 2024-05-08)
    Jul 27, 2024 · Advisor changed firm · fact
  • Christopher Maxime Shea left Wealthsource? for Wealthplan Investment Management Llc (registered 2024-10-15)
    Jun 7, 2024 · Advisor changed firm · fact
  • David Eric Baysinger left Wealthsource? for Crusonia Wealth Advisors Llc (registered 2024-03-13)
    Jun 7, 2024 · Advisor changed firm · fact
  • Jeffrey Alan Murray left Wealthsource? for Tucker Asset Management Llc (registered 2024-02-20)
    Jun 7, 2024 · Advisor changed firm · fact
  • Lisa Marie Isaacson left Wealthsource? for Canyon Creek Investment Advisors (registered 2024-05-15)
    Jun 7, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026