DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P•••••• J•••• R••••••••

S•••••••• W••••• M••••••••• L••state registeredSouth Natick, Ma dual registrantIAPD 2005392

Feed of 09/15/2026

Also filed as P•••••• J•••• Rebertson

At current firm

0 y

since Oct 22, 2025

In the industry

36 y

since Mar 21, 1990 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••••• W••••• M••••••••• L•• state registered current
since Oct 22, 2025 · South Natick, Ma
O•••• W•••••• I••• BD affiliated
Jun 14, 2024 to Oct 22, 2025 · Ocoee, Fl
S••••••••• A•••••• A•••••••• I••• former
Dec 6, 2019 to Jun 14, 2024 · Ocoee, Fl
T•• P•••••• F•••••••• G••••• L•• independent RIA
Oct 2, 2018 to Feb 3, 2020 · Danvers, Ma
P••••••••• B•••••••• S•••••••• I••• independent RIA
Sep 8, 2015 to Sep 25, 2018 · Green Bay, Wi
C•••••••• F••••••••• I••• BD affiliated
Jan 3, 2011 to Sep 4, 2015 · Dedham, Ma
I•••••••• C•••••• A••••••• former
Jul 6, 2006 to Dec 31, 2010 · Holliston, Ma

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to S•••••••• W••••• M••••••••• L••
left Oct 22, 2025, registered Oct 22, 2025 (0 days) · Affiliated broker-dealer or bank to a state-registered adviser
S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••
left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
T•• P•••••• F•••••••• G••••• L•• to S••••••••• A•••••• A•••••••• I•••
left Feb 3, 2020, registered Dec 6, 2019 (-59 days) · RIA to affiliated broker-dealer or bank
P••••••••• B•••••••• S•••••••• I••• to T•• P•••••• F•••••••• G••••• L••
left Sep 25, 2018, registered Oct 2, 2018 (7 days) · RIA to RIA
C•••••••• F••••••••• I••• to P••••••••• B•••••••• S•••••••• I•••
left Sep 4, 2015, registered Sep 8, 2015 (4 days) · Other
I•••••••• C•••••• A••••••• to C•••••••• F••••••••• I•••
left Dec 31, 2010, registered Jan 3, 2011 (3 days) · Other

Signals

P•••••• J•••• R•••••••• left O•••• W•••••• I••• for S•••••••• W••••• M••••••••• L•• (registered 2025-10-22)
Oct 22, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 36derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address