RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• C•••••••• G•••••••
- B••••••••• L•• no RAUM currentsince Oct 6, 2021 · San Jose, Ca
- W••••••• E•••• • C••••••• I••• formerJan 23, 2014 to Mar 24, 2019 · Boston, Ma
- E•••• S••••••••• L•• BD affiliatedJun 6, 2011 to Aug 8, 2012 · Waltham, Ma
- E•••• S••••••••• L•• BD affiliatedMar 13, 2009 to Jul 29, 2010 · Waltham, Ma
- W••••••• E•••• • C••••••• I••• to B••••••••• L••left Mar 24, 2019, registered Oct 6, 2021 (927 days) · Affiliated broker-dealer or bank to independent RIA
- E•••• S••••••••• L•• to W••••••• E•••• • C••••••• I•••left Aug 8, 2012, registered Jan 23, 2014 (533 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address