DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
B••••••••• L••
Latest filing Jun 17, 2026
First filing on the tape Jul 29, 2016 · 33 filings
SEC status approved since Aug 4, 2016
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
53
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$0 as of Jun 17, 2026
Mar 28, 2018$1.1M then
HNW client RAUM$1.5M as of Mar 22, 2023
Mar 27, 2019$1.1M then
State-registered IARs (5.B.3)8 as of Jun 17, 2026
Jan 19, 20171 then
Employees (5.A)53 as of Jun 17, 2026
Jan 19, 201710 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 7 to 8
Practice profile
derived from the filing of Jun 17, 2026; every figure names its basis
Archetypes, each a printed rule
- p••••••• led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $0derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 8.8derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- +14%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed feesreportedItem 5.E
- Advisory activities
- financial planning, selection of other advisersreportedItem 5.G
- Financial planning clients
- 38,000reportedItem 5.H
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 0reported
- Financial planning clients
- 38,000reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• L•• S•••••Certified Financial Planner | San Jose, Ca | May 23, 2019 | 10 y | 0 |
| H•••••• R••• A•••••Certified Financial Planner | San Jose, Ca | Jun 8, 2021 | 12 y | 1 |
| D••••• S• L••Certified Financial Planner, Chartered Financial Analyst | Las Vegas, Nv | Aug 24, 2021 | 15 y | 2 |
| J••• C•••••••• G•••••••Certified Financial Planner | San Jose, Ca | Oct 6, 2021 | 18 y | 3 |
| C•••••• M•••• H•••••Certified Financial Planner | Berkeley, Ca | Feb 6, 2023 | 13 y | 2 |
| L••• M••••• A••••Certified Financial Planner, Chartered Financial Consultant | Roswell, Ga | Oct 1, 2024 | 13 y | 1 |
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount2 left over 36 months
Left, latest
- C••• M•••••• E•••••• to P••• F•••••••• P•••••••Mar 6, 2026 · Other
- J•••• M•••••• M••••••• to V••• F•••••••• A•••••••• I•••Mar 6, 2026 · Other
- J•••••• M••••• C•••• to R•••••• M••••Sep 17, 2021 · RIA to a state-registered adviser
- M•••••• H••••• W•••• to W•••• F•••• A•••••••Aug 8, 2017 · Other
Joined, latest
- C••• M•••••• E•••••• from A••••••••• F•••••••• S•••••••• L••Oct 9, 2024 · Other
- L••• M••••• A•••• from A•••• P•••••••• L••Oct 1, 2024 · Other
- C•••••• M•••• H••••• from F•••••••• Z••Feb 6, 2023 · RIA to RIA
- J••• C•••••••• G••••••• from W••••••• E•••• • C••••••• I•••Oct 6, 2021 · Affiliated broker-dealer or bank to independent RIA
- D••••• S• L•• from P•••••••• L••Aug 24, 2021 · RIA to RIA
- J•••• M•••••• M••••••• from F••••••• P••••••• A•• W•••••••• A•••••••Aug 24, 2021 · Affiliated broker-dealer or bank to independent RIA
- H•••••• R••• A••••• from P•••••••• L••Jun 8, 2021 · RIA to RIA
- M•••••• H••••• W•••• from C•••••• P•••• C•••••• M••••••••• L••Aug 18, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D• B•••• M••••••• F•••••••• · Ceocontrolsince 04/2016 · owns less than 5%
- K••••••••• N••••• L••• · Ccocontrolsince 03/2023 · owns less than 5%
Entity owners
- B••••••••• G••••• I••• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Jose, Ca · principal | 6 | 0 | 2 | ||
| Jacksonville, Fl | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 7 to 9Mar 31, 2025 to Mar 25, 2026
- Employees · 50 to 53Mar 31, 2025 to Mar 25, 2026
- Insurance-licensed employees · 1 to 0Mar 31, 2025 to Mar 25, 2026
- State-registered IARs · 7 to 8Mar 31, 2025 to Mar 25, 2026
- Accounts · unset to 0.0Apr 25, 2024 to Mar 31, 2025
- Employees · 44 to 50Apr 25, 2024 to Mar 31, 2025
- Financial planning clients · More than 500 to More than 500Apr 25, 2024 to Mar 31, 2025
- Discretionary RAUM · unset to 0.0Apr 25, 2024 to Mar 31, 2025
- Non-discretionary RAUM · unset to 0.0Apr 25, 2024 to Mar 31, 2025
- RAUM · unset to 0.0Apr 25, 2024 to Mar 31, 2025
- Accounts · 0.0 to unsetNov 8, 2023 to Mar 29, 2024
- Employees · 53 to 44Nov 8, 2023 to Mar 29, 2024
- Discretionary RAUM · 0.0 to unsetNov 8, 2023 to Mar 29, 2024
- Non-discretionary RAUM · 0.0 to unsetNov 8, 2023 to Mar 29, 2024
- RAUM · 0.0 to unsetNov 8, 2023 to Mar 29, 2024
- Accounts · 311 to 0Mar 22, 2023 to Jun 30, 2023
- Advisory activities · 3 to 2Mar 22, 2023 to Jun 30, 2023
- Charity clients · unset to 0.0Mar 22, 2023 to Jun 30, 2023
- Corporate clients · unset to 0.0Mar 22, 2023 to Jun 30, 2023
- HNW clients · 26 to 0Mar 22, 2023 to Jun 30, 2023
- Individual clients · 211 to 0Mar 22, 2023 to Jun 30, 2023
- Pension plan clients · unset to 0.0Mar 22, 2023 to Jun 30, 2023
- Pooled vehicle clients · unset to 0.0Mar 22, 2023 to Jun 30, 2023
- Discretionary RAUM · $7.5M to $0Mar 22, 2023 to Jun 30, 2023
- HNW RAUM · 1455229.0 to unsetMar 22, 2023 to Jun 30, 2023
- Individual RAUM · 6018181.0 to unsetMar 22, 2023 to Jun 30, 2023
- RAUM · $7.5M to $0Mar 22, 2023 to Jun 30, 2023
- Accounts · 339 to 311Mar 31, 2022 to Mar 22, 2023
- Advisory employees · 5 to 7Mar 31, 2022 to Mar 22, 2023
- HNW clients · 30 to 26Mar 31, 2022 to Mar 22, 2023
- Individual clients · 203 to 211Mar 31, 2022 to Mar 22, 2023
- Employees · 49 to 53Mar 31, 2022 to Mar 22, 2023
- State-registered IARs · 6 to 7Mar 31, 2022 to Mar 22, 2023
- Discretionary RAUM · $8.2M to $7.5MMar 31, 2022 to Mar 22, 2023
- HNW RAUM · $2.0M to $1.5MMar 31, 2022 to Mar 22, 2023
- Individual RAUM · $6.2M to $6.0MMar 31, 2022 to Mar 22, 2023
- RAUM · $8.2M to $7.5MMar 31, 2022 to Mar 22, 2023
- Accounts · 295 to 339Feb 14, 2022 to Mar 31, 2022
- Advisory employees · 3 to 5Feb 14, 2022 to Mar 31, 2022
- HNW clients · 11 to 30Feb 14, 2022 to Mar 31, 2022
Signals
8 dated events
- C••• M•••••• E•••••• left B••••••••• L•• for P••• F•••••••• P••••••• (registered 2026-06-06)Mar 6, 2026 · Advisor changed firm · fact
- J•••• M•••••• M••••••• left B••••••••• L•• for V••• F•••••••• A•••••••• I••• (registered 2026-03-04)Mar 6, 2026 · Advisor changed firm · fact
- Peter Joseph Lazaroff no longer registered at B••••••••• L••; no later IA registration on IAPDOct 24, 2025 · Advisor departure · fact
- Thomas M•••••• Mills (Cco And Clo) no longer on Schedule A of B••••••••• L•• (listed 2022-03-31, absent 2023-03-22)Mar 22, 2023 · Control person left · inference
- Lynn Naomi Kantrowitz (Cco) appeared on Schedule A of B••••••••• L••Mar 22, 2023 · Control person joined · fact
- Thomas M•••••• Mills (Cco And Clo) appeared on Schedule A of B••••••••• L••Jul 30, 2020 · Control person joined · fact
- Mohammed Sayed Darwish (Chief Compliance Officer / Chief Legal Officer) no longer on Schedule A of B••••••••• L•• (listed 2020-06-30, absent 2020-07-10)Jul 10, 2020 · Control person left · inference
- B••••••••• L•• filed its initial SEC registration (Form ADV)Jul 29, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/brightplanreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 408-933-6188reportedpublic record, Form ADV, Jun 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026