RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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J••• A•••••• F••••••••
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Jun 20, 2025 · Alpharetta, Ga
- M•• I•••••••• S•••••••• L•• BD affiliatedNov 4, 2011 to May 5, 2025 · Atlanta, Ga
- P•••• S••••••••• L•• no RAUMMar 18, 2008 to Jan 3, 2011 · Atlanta, Ga
- F•••• H•••••• A•••••••• I•• formerJan 6, 2005 to Jun 23, 2006 · Alpharetta, Ga
- C••••••• A•••• M••••••••• I•• unclassifiedOct 27, 2003 to Apr 4, 2005 · Atlanta, Ga
- M•• I•••••••• S•••••••• L•• to S•••• F••• I••••••••• M••••••••• C••••left May 5, 2025, registered Jun 20, 2025 (46 days) · Other
- P•••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Jan 3, 2011, registered Nov 4, 2011 (305 days) · Other
- F•••• H•••••• A•••••••• I•• to P•••• S••••••••• L••left Jun 23, 2006, registered Mar 18, 2008 (634 days) · Other
- C••••••• A•••• M••••••••• I•• to F•••• H•••••• A•••••••• I••left Apr 4, 2005, registered Jan 6, 2005 (-88 days) · Other
- J••• A•••••• F•••••••• left M•• I•••••••• S•••••••• L•• for S•••• F••• I••••••••• M••••••••• C•••• (registered 2025-06-20)May 5, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address