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Registered advisor
R••••• T••••• S•••••••••
Feed of 09/14/2026
Also filed as Bob S•••••••••
At current firm
3 y
since Sep 26, 2022
In the industry
36 y
since Dec 18, 1989 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- I••••••••• F•••••••• P••••••• BD affiliated currentsince Sep 26, 2022 · Enola, Pa
- P•• W••••• M••••••••• BD affiliatedFeb 1, 2018 to Oct 18, 2022 · Hershey, Pa
- W•••••• • R••• formerFeb 25, 2014 to Jan 29, 2018 · Camp Hill, Pa
- C••••••• S••••••••• I••• BD affiliatedOct 23, 2008 to May 20, 2011 · Dallastown, Pa
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to I••••••••• F•••••••• P•••••••left Oct 18, 2022, registered Sep 26, 2022 (-22 days) · Affiliated broker-dealer or bank to another
- W•••••• • R••• to P•• W••••• M•••••••••left Jan 29, 2018, registered Feb 1, 2018 (3 days) · Other
- C••••••• S••••••••• I••• to W•••••• • R•••left May 20, 2011, registered Feb 25, 2014 (1012 days) · Other
Signals
- R••••• T••••• S••••••••• left P•• W••••• M••••••••• for I••••••••• F•••••••• P••••••• (registered 2022-09-26)Oct 18, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address