V•••••• W•••••••

J••• M••••• S••••••••• L••wirehouseTujunga, Ca dual registrantIAPD 2013140

Feed of 09/14/2026

Also filed as V•••••• L••• H••••••••• L••• W••••••••• L••• W••••••• N••••••••• L••• N••••••••• N•••••••

At current firm

5 y

since May 28, 2021

In the industry

26 y

since Sep 27, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since May 28, 2021 · Los Angeles, Ca
W•••• F•••• A••••••• wirehouse
Nov 30, 2015 to Jun 2, 2021 · Los Angeles, Ca
U•• F•••••••• S••••••• I••• wirehouse
Nov 11, 2008 to Dec 14, 2015 · Los Angeles, Ca

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to J••• M••••• S••••••••• L••
left Jun 2, 2021, registered May 28, 2021 (-5 days) · Wirehouse to wirehouse · moved with a team
U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
left Dec 14, 2015, registered Nov 30, 2015 (-14 days) · Wirehouse to wirehouse · moved with a team

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address