DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P•••• M• M•••

A••••••••• F•••••••• S•••••••• L••national BDMinneapolis, Mn dual registrantIAPD 2013964

Feed of 09/15/2026

Also filed as Peter Michael Mayo

At current firm

1 y

since Sep 25, 2024

In the industry

36 y

since Aug 28, 1990 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD current
since Sep 25, 2024 · Minneapolis, Mn
A••••• A•• P••••••• S••••••• BD affiliated
Mar 27, 2023 to Sep 3, 2024 · Charlotte, Nc
P•• W••••• M••••••••• BD affiliated
Nov 10, 2016 to Mar 10, 2023 · Charlotte, Nc
L•• F•••••••• L•• BD affiliated
Apr 8, 2015 to May 15, 2015 · Gastonia, Nc

Moves

a registration end followed by a registration begin elsewhere

A••••• A•• P••••••• S••••••• to A••••••••• F•••••••• S•••••••• L••
left Sep 3, 2024, registered Sep 25, 2024 (22 days) · Affiliated broker-dealer or bank to another
P•• W••••• M••••••••• to A••••• A•• P••••••• S•••••••
left Mar 10, 2023, registered Mar 27, 2023 (17 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to P•• W••••• M•••••••••
left May 15, 2015, registered Nov 10, 2016 (545 days) · Other

Signals

P•••• M• M••• left A••••• A•• P••••••• S••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2024-09-25)
Sep 3, 2024 · Advisor changed firm · fact
P•••• M• M••• left P•• W••••• M••••••••• for A••••• A•• P••••••• S••••••• (registered 2023-03-27)
Mar 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 36derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address