RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• L••••• D•••••
- W•••• F•••• A••••••• wirehouse currentsince Dec 11, 2025 · Baton Rouge, La
- M••••• S•••••• wirehouseJun 15, 2017 to Dec 12, 2025 · Baton Rouge, La
- L•• F•••••••• L•• BD affiliatedJul 31, 2008 to Jun 22, 2017 · Thibodaux, La
- H••••• A•• C••••••• I••• independent RIAAug 30, 2002 to Aug 29, 2008 · Baton Rouge, La
- M••••• S•••••• to W•••• F•••• A•••••••left Dec 12, 2025, registered Dec 11, 2025 (-1 days) · Wirehouse to wirehouse · moved with a team
- L•• F•••••••• L•• to M••••• S••••••left Jun 22, 2017, registered Jun 15, 2017 (-7 days) · Other · moved with a team
- H••••• A•• C••••••• I••• to L•• F•••••••• L••left Aug 29, 2008, registered Jul 31, 2008 (-29 days) · Other
- A••••• L••••• D••••• left M••••• S•••••• for W•••• F•••• A••••••• (registered 2025-12-11)Dec 12, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address