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RIA Intelligence
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Registered advisor
J•••••• C•••••••• W••••••
Feed of 09/14/2026
At current firm
5 y
since Jul 13, 2021
In the industry
19 y
since Jun 21, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••••• M••••••••• S•••• L•• BD affiliated currentsince Jul 13, 2021 · Philadelphia, Pa
- W•••• F•••• A••••••• wirehouseMay 24, 2011 to Jul 19, 2021 · Philadelphia, Pa
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to J••••• M••••••••• S•••• L••left Jul 19, 2021, registered Jul 13, 2021 (-6 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address