RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• C•••• C••••••
- S••••• W••••• A•••••••• I••• no RAUM currentsince Dec 15, 2025 · Palo Alto, Ca
- T•••••• I•• unclassifiedFeb 22, 2012 to Oct 2, 2012 · Seattle, Wa
- R•••••• I••••••••• asset managerOct 10, 2006 to May 2, 2011 · Tacoma, Wa
- T•••••• I•• to S••••• W••••• A•••••••• I•••left Oct 2, 2012, registered Dec 15, 2025 (4822 days) · Other
- R•••••• I••••••••• to T•••••• I••left May 2, 2011, registered Feb 22, 2012 (296 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address