RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• J•• M•••••
- T••• W••••• M••••••••• I•• state registered currentsince Dec 22, 2015 · Norman, Ok
- A••••• F•••••••• G••••• I••• formerApr 15, 2011 to Dec 22, 2015 · Bethany, Ok
- V••• F•••••••• A•••••••• I••• BD affiliatedMar 17, 1998 to Apr 19, 2011 · Norman, Ok
- A••••• F•••••••• G••••• I••• to T••• W••••• M••••••••• I••left Dec 22, 2015, registered Dec 22, 2015 (0 days) · Other
- V••• F•••••••• A•••••••• I••• to A••••• F•••••••• G••••• I•••left Apr 19, 2011, registered Apr 15, 2011 (-4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address