DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K••••• J• L••••

C••••••• P•••••• W•••••BD affiliatedTarrytown, Ny dual registrantIAPD 2031471

Certified Financial Planner

Feed of 09/14/2026

Also filed as Kieran John Lynch

At current firm

1 y

since Apr 16, 2025

In the industry

35 y

since Jun 25, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• P•••••• W••••• BD affiliated current
since Apr 16, 2025 · Woodcliff Lake, Nj
C••••••• S••••••••• I••• BD affiliated current
since Apr 16, 2025 · Woodcliff Lake, Nj
J••• M••••• S••••••••• L•• wirehouse
Apr 9, 2024 to Feb 14, 2025 · New York, Ny
J••• M••••• P•••••• W••••• A••••••• L•• former
Aug 9, 2019 to Feb 14, 2025 · Paramus, Nj
U•• F•••••••• S••••••• I••• wirehouse
Feb 3, 2006 to Aug 20, 2019 · Paramus, Nj
C•••••••• G••••• M•••••• I••• BD affiliated
May 10, 2002 to Feb 17, 2006 · Paramus, Nj

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••
left Feb 14, 2025, registered Apr 9, 2024 (-311 days) · channel change inside one enterprise, not a move
J••• M••••• S••••••••• L•• to C••••••• P•••••• W•••••
left Feb 14, 2025, registered Apr 16, 2025 (61 days) · Wirehouse to affiliated broker-dealer or bank
U•• F•••••••• S••••••• I••• to J••• M••••• P•••••• W••••• A••••••• L••
left Aug 20, 2019, registered Aug 9, 2019 (-11 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••
left Feb 17, 2006, registered Feb 3, 2006 (-14 days) · Other

Signals

K••••• J• L•••• left J••• M••••• S••••••••• L•• for C••••••• P•••••• W••••• (registered 2025-04-16)
Feb 14, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 35derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address