RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• R••••••
- A•••••••• F•••• M••••••••• L•• asset manager currentsince Aug 8, 2023 · Jupiter, Fl
- A•••••••• F•••• M••••••••• L•• asset managerOct 25, 2022 to Nov 21, 2022 · Jupiter, Fl
- W•••• F•••• A••••••• wirehouseFeb 25, 2016 to Oct 31, 2022 · Palm Beach Gardens, Fl
- C•••••• S••••• • C••• I••• national BDSep 9, 2015 to Feb 10, 2016 · Jersey City, Nj
- W•••• F•••• A••••••• to A•••••••• F•••• M••••••••• L••left Oct 31, 2022, registered Oct 25, 2022 (-6 days) · Other
- C•••••• S••••• • C••• I••• to W•••• F•••• A•••••••left Feb 10, 2016, registered Feb 25, 2016 (15 days) · Affiliated broker-dealer or bank to wirehouse
- K•••••• R•••••• left W•••• F•••• A••••••• for A•••••••• F•••• M••••••••• L•• (registered 2022-10-25)Oct 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address