DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Feed of 09/14/2026
Also filed as R•••••• J••••• H••••••••• J••••• H••••••
At current firm
11 y
since Feb 12, 2015
In the industry
37 y
since Oct 1, 1988 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•• BD affiliated currentsince Feb 12, 2015 · South Lyon, Mi
- O• I••••••••• M••••••••• C• BD affiliatedJun 23, 2010 to Feb 12, 2015 · South Lyon, Mi
- F•• A•••••••• I••• independent RIAJun 23, 2010 to May 21, 2014 · Farmington Hills, Mi
Moves
a registration end followed by a registration begin elsewhere
- O• I••••••••• M••••••••• C• to S••left Feb 12, 2015, registered Feb 12, 2015 (0 days) · Other
- F•• A•••••••• I••• to O• I••••••••• M••••••••• C•left May 21, 2014, registered Jun 23, 2010 (-1428 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address