RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• G••••• S••••••
- B••••• W••••• P•••••••• I••• independent RIA currentsince Nov 14, 2025 · Scottsdale, Az
- R••••••••• C••••••••• I••• unclassifiedSep 18, 2019 to Dec 4, 2025 · Tucson, Az
- C•••• I••• A••••••• state registeredJun 20, 2019 to May 14, 2020 · Tucson, Az
- C••••• A••••••• L•• formerJul 31, 2014 to May 31, 2019 · Scottsdale, Az
- S•••••••• F••••••••• I••• formerJan 18, 2013 to Aug 1, 2014 · Tucson, Az
- L•• F•••••••• L•• BD affiliatedAug 29, 2006 to Dec 20, 2012 · Tucson, Az
- O•••• W•••••• I••• BD affiliatedDec 11, 2002 to Oct 17, 2006 · Valencia, Ca
- R••••••••• C••••••••• I••• to B••••• W••••• P•••••••• I•••left Dec 4, 2025, registered Nov 14, 2025 (-20 days) · Other
- C•••• I••• A••••••• to R••••••••• C••••••••• I•••left May 14, 2020, registered Sep 18, 2019 (-239 days) · Other
- C••••• A••••••• L•• to C•••• I••• A•••••••left May 31, 2019, registered Jun 20, 2019 (20 days) · Affiliated broker-dealer or bank to a state-registered adviser
- S•••••••• F••••••••• I••• to C••••• A••••••• L••left Aug 1, 2014, registered Jul 31, 2014 (-1 days) · Other
- L•• F•••••••• L•• to S•••••••• F••••••••• I•••left Dec 20, 2012, registered Jan 18, 2013 (29 days) · Other
- O•••• W•••••• I••• to L•• F•••••••• L••left Oct 17, 2006, registered Aug 29, 2006 (-49 days) · Other
- M•••••• G••••• S•••••• left R••••••••• C••••••••• I••• for B••••• W••••• P•••••••• I••• (registered 2025-11-14)Dec 4, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address