DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Merion Wealth Partners, LLC

Former SEC-registered adviserPaoli, PennsylvaniaCRD 152680SEC 801-71083IAPD
Latest filing Jun 20, 2014
First filing on the tape Nov 29, 2011 · 28 filings
RAUM
$63.6M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
10 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$63.6M as of Mar 26, 2014
Mar 30, 2012$90.6M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Mar 26, 2014
Mar 30, 20120 then
Employees (5.A)8 as of Mar 26, 2014
Apr 1, 201317 then
Private funds: no history
RAUM -42% over the last fiscal yearIARs 11 to 10
Practice profile
derived from the filing of Jun 20, 2014; every figure names its basis
RAUM per advisor
$6.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$138,657derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.2derivedItem 5.A over advisors
Advisors per office
10.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-42%derivedbetween the last two annual amendments
Advisor growth, one year
-73%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed fees, commissionsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publications, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
459reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourly, commissionsreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Allan Dale Pope · President & Chief Compliance Officercontrol
      since 04/2014 · owns less than 5%
    • Edward Timothy Ash · Sole Membercontrol
      since 06/2011 · owns 75% or more of Ash Investment Fund LLC
    • Picard Diane Campbell · Managing Membercontrol
      since 08/2009 · owns 75% or more of Cdv Capital, LLC
    • Ann Elizabeth Hannigan · Compliance Assistant
      since 01/2014 · owns less than 5%
    • Ann Megen Reilly · Director Of Operations/Compliance Assistant
      since 03/2013 · owns less than 5%
    • Andrew David Weikert · Compliance Assistant
      since 08/2013 · owns less than 5%
    Entity owners
    • Ash Investment Fund LLC · Managing Member
      direct · owns 50% to 75%
    • Cdv Capital Partners, LP · Member
      direct · owns 10% to 25%
    • Cdv Capital, LLC · General Partner
      indirect · owns F of Cdv Capital Partners, LP
    Related persons
    Schedule D 7.A
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Advisory employees · 2 to 10
      May 9, 2014 to Jun 9, 2014
    • BD registered reps · 4 to 10
      May 9, 2014 to Jun 9, 2014
    • Employees · 6 to 12
      May 9, 2014 to Jun 9, 2014
    • State-registered IARs · 2 to 10
      May 9, 2014 to Jun 9, 2014
    • Advisory employees · 3 to 2
      Mar 26, 2014 to Apr 23, 2014
    • BD registered reps · 5 to 4
      Mar 26, 2014 to Apr 23, 2014
    • Employees · 8 to 6
      Mar 26, 2014 to Apr 23, 2014
    • State-registered IARs · 3 to 2
      Mar 26, 2014 to Apr 23, 2014
    • Accounts · 377 to 459
      Mar 20, 2014 to Mar 26, 2014
    • Financial planning clients · 0 to 1-10
      Mar 20, 2014 to Mar 26, 2014
    • Discretionary RAUM · $110M to $63.6M
      Mar 20, 2014 to Mar 26, 2014
    • RAUM · $110M to $63.6M
      Mar 20, 2014 to Mar 26, 2014
    • Advisory employees · 11 to 3
      Jan 14, 2014 to Jan 16, 2014
    • BD registered reps · 8 to 5
      Jan 14, 2014 to Jan 16, 2014
    • Employees · 17 to 8
      Jan 14, 2014 to Jan 16, 2014
    • Insurance-licensed employees · 1 to 0
      Jan 14, 2014 to Jan 16, 2014
    • State-registered IARs · 11 to 3
      Jan 14, 2014 to Jan 16, 2014
    • HQ city · BERWYN to PAOLI
      Aug 21, 2013 to Sep 26, 2013
    • Accounts · 352 to 377
      Mar 7, 2013 to Apr 1, 2013
    • Advisory employees · 10 to 11
      Mar 7, 2013 to Apr 1, 2013
    • Advisory activities · 5 to 6
      Mar 7, 2013 to Apr 1, 2013
    • Insurance-licensed employees · 0 to 1
      Mar 7, 2013 to Apr 1, 2013
    • Financial planning clients · 1-10 to 0
      Mar 7, 2013 to Apr 1, 2013
    • State-registered IARs · 10 to 11
      Mar 7, 2013 to Apr 1, 2013
    • Discretionary RAUM · $108M to $110M
      Mar 7, 2013 to Apr 1, 2013
    • RAUM · $108M to $110M
      Mar 7, 2013 to Apr 1, 2013
    • Accounts · 188 to 352
      Sep 6, 2012 to Jan 4, 2013
    • Advisory employees · unset to 10.0
      Sep 6, 2012 to Jan 4, 2013
    • BD registered reps · unset to 8.0
      Sep 6, 2012 to Jan 4, 2013
    • Employees · unset to 17.0
      Sep 6, 2012 to Jan 4, 2013
    • State-registered IARs · 0 to 10
      Sep 6, 2012 to Jan 4, 2013
    • Discretionary RAUM · $48.6M to $108M
      Sep 6, 2012 to Jan 4, 2013
    • Non-discretionary RAUM · $42.0M to $0
      Sep 6, 2012 to Jan 4, 2013
    • RAUM · $90.6M to $108M
      Sep 6, 2012 to Jan 4, 2013
    • Accounts · 126 to 188
      Feb 13, 2012 to Mar 30, 2012
    • Financial planning clients · 26-50 to 1-10
      Feb 13, 2012 to Mar 30, 2012
    • Discretionary RAUM · $22.8M to $48.6M
      Feb 13, 2012 to Mar 30, 2012
    • Non-discretionary RAUM · $21.9M to $42.0M
      Feb 13, 2012 to Mar 30, 2012
    • RAUM · $44.7M to $90.6M
      Feb 13, 2012 to Mar 30, 2012
    • Commission compensation · false to true
      Nov 29, 2011 to Feb 2, 2012
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026