RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• A• D••••••
- •••••••• independent RIA currentsince Mar 2, 2026 · Clayton, Mo
- R•••••• J•••• • A••••••••• I••• national BDMar 13, 2015 to Mar 4, 2026 · Cranberry Township, Pa
- M••••• S•••••• wirehouseFeb 2, 2011 to Mar 25, 2015 · Sewickley, Pa
- R•••••• J•••• • A••••••••• I••• to ••••••••left Mar 4, 2026, registered Mar 2, 2026 (-2 days) · Affiliated broker-dealer or bank to independent RIA
- M••••• S•••••• to R•••••• J•••• • A••••••••• I•••left Mar 25, 2015, registered Mar 13, 2015 (-12 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- D•••• A• D•••••• left R•••••• J•••• • A••••••••• I••• for &Partners (registered 2026-03-02)Mar 4, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address