RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• B••• A••••••••
- J•••••••• I••••••••• A••••••• L•• mixed wealth currentsince May 25, 2023 · New York, Ny
- L••••••• A•••• M••••••••• L•• asset managerJan 11, 2010 to Aug 14, 2023 · Los Angeles, Ca
- J••• M••••• S••••••••• L•• wirehouseJan 7, 2010 to Jan 25, 2010 · Los Angeles, Ca
- L••••••• A•••• M••••••••• L•• asset managerOct 18, 2007 to Jan 11, 2010 · Los Angeles, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 10, 2006 to Oct 8, 2007 · Beverly Hills, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 21, 2000 to Sep 16, 2005 · Beverly Hills, Ca
- L••••••• A•••• M••••••••• L•• to J•••••••• I••••••••• A••••••• L••left Aug 14, 2023, registered May 25, 2023 (-81 days) · corporate re-registration, not a move
- J••• M••••• S••••••••• L•• to L••••••• A•••• M••••••••• L••left Jan 25, 2010, registered Jan 11, 2010 (-14 days) · Other
- L••••••• A•••• M••••••••• L•• to J••• M••••• S••••••••• L••left Jan 11, 2010, registered Jan 7, 2010 (-4 days) · Other
- C•••••••• G••••• M•••••• I••• to L••••••• A•••• M••••••••• L••left Oct 8, 2007, registered Oct 18, 2007 (10 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••left Sep 16, 2005, registered Apr 10, 2006 (206 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address