RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• A••••• H•••
- M••••• G••••• A••••••• I••• independent RIA currentsince Feb 17, 2022 · Denver, Co
- H••••••••• W••••• formerOct 16, 2012 to May 5, 2022 · Franklin, Tn
- W•••• F•••• A••••••• wirehouseAug 1, 2008 to Nov 16, 2012 · Franklin, Tn
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 7, 2003 to Aug 7, 2008 · Franklin, Tn
- H••••••••• W••••• to M••••• G••••• A••••••• I•••left May 5, 2022, registered Feb 17, 2022 (-77 days) · Other · moved with a team
- W•••• F•••• A••••••• to H••••••••• W•••••left Nov 16, 2012, registered Oct 16, 2012 (-31 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Aug 7, 2008, registered Aug 1, 2008 (-6 days) · Wirehouse to wirehouse
- C•••• A••••• H••• left H••••••••• W••••• for M••••• G••••• A••••••• I••• (registered 2022-02-17)May 5, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address